NETWORK ENGINES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-09: Reporting owner Shortell Gregory A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-09: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-09: Reporting owner GRABER RICHARD P; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-09: Reporting owner Cone Charles N III; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-09 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.57 | 2010-12-13 | |
| 2010-12-09 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.57 | 2010-12-13 | |
| 2010-12-09 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.57 | 2010-12-13 | |
| 2010-12-09 | Cone Charles N III Officer (Sr. VP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.57 | 2010-12-13 | |
| 2010-06-09 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,800 7,500 owned after | $0.39 | 2010-06-11 | |
| 2010-04-22 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 30,000 owned after | $1.45 | 2010-04-26 | |
| 2010-04-22 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,100 21,900 owned after | $1.59 | 2010-04-26 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 10,000 owned after | $0.79 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stoick Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 20,000 owned after | $1.05 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −112,500 75,000 owned after | $0.92 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 20,000 owned after | $4.40 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −24,000 16,000 owned after | $2.76 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 20,000 owned after | $1.45 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 20,000 owned after | $2.25 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −45,000 30,000 owned after | $1.59 | 2010-05-06 | |
| 2010-04-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −45,000 30,000 owned after | $0.39 | 2010-05-06 | |
| 2010-03-18 | WADSWORTH ROBERT M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-18 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-18 | KIRSHY DENNIS A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-18 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-18 | Foley Charles A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-18 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.02 | 2010-03-19 | |
| 2010-03-10 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,700 41,300 owned after | $0.39 | 2010-03-11 |