NETWORK ENGINES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-14: Reporting owner GRABER RICHARD P; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner Kelly Hugh; Form 4; Security Employee stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner Murphy Kevin J Jr; Form 4; Security Employee stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-14 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.25 | 2006-11-20 | |
| 2006-11-14 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.25 | 2006-11-20 | |
| 2006-11-14 | Kelly Hugh Officer (VP of Worldwide Marketing) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.25 | 2006-11-20 | |
| 2006-11-14 | Murphy Kevin J Jr Officer (Chief Technology Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.25 | 2006-11-20 | |
| 2006-06-26 | Kelly Hugh Officer (VP of Worldwide Marketing) | 4 | Employee stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.04 | 2006-06-27 | |
| 2006-04-05 holding as of filing | Murphy Kevin J Jr Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.18 exercise price | 2006-04-05 | ||
| 2006-04-05 holding as of filing | Murphy Kevin J Jr Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.40 exercise price | 2006-04-05 | ||
| 2006-04-05 holding as of filing | Murphy Kevin J Jr Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.61 exercise price | 2006-04-05 | ||
| 2006-04-05 holding as of filing | Murphy Kevin J Jr Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.45 exercise price | 2006-04-05 | ||
| 2006-04-05 holding as of filing | Murphy Kevin J Jr Officer (Chief Technology Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.03 exercise price | 2006-04-05 | ||
| 2006-03-15 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.03 | 2006-03-17 | |
| 2006-03-15 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.03 | 2006-03-17 | |
| 2006-03-15 | KIRSHY DENNIS A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.03 | 2006-03-17 | |
| 2006-03-15 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.03 | 2006-03-17 | |
| 2006-03-15 | WADSWORTH ROBERT M Director | 4 | Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.03 | 2006-03-17 | |
| 2006-01-09 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,451,782 1,451,782 owned after | $1.36 | 2006-01-10 |