NETWORK ENGINES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-09: Reporting owner Cone Charles N III; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-09: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-09: Reporting owner Shortell Gregory A; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-12: Reporting owner GRABER RICHARD P; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-09 | Cone Charles N III Officer (Executive V P of Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.39 | 2008-12-15 | |
| 2008-12-09 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.39 | 2008-12-15 | |
| 2008-12-09 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.39 | 2008-12-15 | |
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $8.50 exercise price | 2008-09-12 | ||
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.88 exercise price | 2008-09-12 | ||
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.76 exercise price | 2008-09-12 | ||
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.45 exercise price | 2008-09-12 | ||
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.25 exercise price | 2008-09-12 | ||
| 2008-09-12 holding as of filing | GRABER RICHARD P Officer (Vice President of Engineering) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.59 exercise price | 2008-09-12 | ||
| 2008-03-13 | WADSWORTH ROBERT M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.38 | 2008-05-21 | |
| 2008-03-13 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.38 | 2008-05-21 | |
| 2008-03-13 | KIRSHY DENNIS A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.38 | 2008-05-21 | |
| 2008-03-13 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.38 | 2008-05-21 | |
| 2008-03-13 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.38 | 2008-05-21 |