NETWORK ENGINES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-18: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-18: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-18: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-09-18: Reporting owner BRYANT DOUGLAS D; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-18 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $0.53 | 2012-09-19 | |
| 2012-09-18 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,938 0 owned after | $1.06 | 2012-09-19 | |
| 2012-09-18 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.47 | 2012-09-19 | |
| 2012-09-18 | Cone Charles N III Officer (Sr. VP of Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $1.06 | 2012-09-19 | |
| 2012-09-18 | Cone Charles N III Officer (Sr. VP of Sales and Marketing) | 4 | Employee Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | Cone Charles N III Officer (Sr. VP of Sales and Marketing) | 4 | Employee Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.47 | 2012-09-19 | |
| 2012-09-18 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Emplooyee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −37,500 0 owned after | $1.06 | 2012-09-19 | |
| 2012-09-18 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Emplooyee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | GRABER RICHARD P Officer (Vice President of Engineering) | 4 | Emplooyee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $0.47 | 2012-09-19 | |
| 2012-09-18 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,451,782 0 owned after | $0.09 | 2012-09-19 | |
| 2012-09-18 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $1.06 | 2012-09-19 | |
| 2012-09-18 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | Shortell Gregory A Director, Officer (President and Chief Executive) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.47 | 2012-09-19 | |
| 2012-09-18 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.07 | 2012-09-19 | |
| 2012-09-18 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.02 | 2012-09-19 | |
| 2012-09-18 | Foley Charles A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.07 | 2012-09-19 | |
| 2012-09-18 | Foley Charles A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.02 | 2012-09-19 | |
| 2012-09-18 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.07 | 2012-09-19 | |
| 2012-09-18 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.02 | 2012-09-19 | |
| 2012-09-18 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.49 | 2012-09-19 | |
| 2012-09-18 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.07 | 2012-09-19 | |
| 2012-09-18 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.02 | 2012-09-19 | |
| 2012-09-18 | SUELTZ PATRICIA C Director | 4 | Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $0.19 | 2012-09-19 | |
| 2012-09-18 | WADSWORTH ROBERT M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | WADSWORTH ROBERT M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.07 | 2012-09-19 | |
| 2012-09-18 | WADSWORTH ROBERT M Director | 4 | Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $1.07 | 2012-09-19 | |
| 2012-04-20 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4/A | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.05 | 2012-06-18 | |
| 2012-04-20 | BRYANT DOUGLAS D Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.05 | 2012-04-20 | |
| 2012-03-15 | RICHARDSON FONTAINE K Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 | 2012-03-16 | |
| 2012-03-15 | HAROIAN GARY E Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 | 2012-03-16 | |
| 2012-03-15 | Foley Charles A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 | 2012-03-16 | |
| 2012-03-15 | BLAESER JOHN A Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.43 | 2012-03-16 | |
| 2012-03-06 | WADSWORTH ROBERT M Director | 4 | Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.92 | 2012-03-07 |