MOCON INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-31: Reporting owner PROULX RICHARD A; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner GALLAGHER ROBERT F; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner DeMorett Donald Nicholas; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-31: Reporting owner FRAME J LEONARD; Form 4; Security Non-Statutory Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-31 | PROULX RICHARD A Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | GALLAGHER ROBERT F Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | DeMorett Donald Nicholas Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | FRAME J LEONARD Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | CHENOWETH DEAN B Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | THOMAS TOM C Director | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | MEYER RONALD A Director, Officer (Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,132 9,132 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | DEMOREST ROBERT L Director, Officer (Chairman, President & CEO) | 4 | Non-Statutory Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +868 868 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | MAYER DANIEL W Director, Officer (Executive Vice President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-12-31 | LINDEMANN DOUGLAS J Officer (VP and General Manager) | 5 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $10.95 exercise price | 2008-01-03 | |
| 2007-10-26 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,000 owned after | $8.90 | 2007-10-29 | |
| 2007-07-30 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 1,500 owned after | $8.90 | 2007-07-31 | |
| 2007-04-23 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 1,875 owned after | $8.91 | 2007-04-25 | |
| 2007-04-23 | Lee Darrell B Officer (VP, CFO, Treasurer & Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 2,000 owned after | $8.90 | 2007-04-25 |