MIPS TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-23: Reporting owner SLATER WILLIAM; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-23: Reporting owner Intrater Gideon D; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-17: Reporting owner Intrater Gideon D; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2011-11-17: Reporting owner Intrater Gideon D; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-23 | SLATER WILLIAM Officer (CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $4.59 exercise price | 2011-11-23 | |
| 2011-11-23 | Intrater Gideon D Officer (VP of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.59 exercise price | 2011-11-23 | |
| 2011-11-17 holding as of filing | Intrater Gideon D Officer (VP of Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $15.63 exercise price | 2011-11-17 | ||
| 2011-11-17 holding as of filing | Intrater Gideon D Officer (VP of Marketing) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $4.89 exercise price | 2011-11-17 | ||
| 2011-08-31 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 81,222 owned after | $3.07 exercise price | 2011-09-01 | |
| 2011-08-15 | Singhal Dave M Officer (VP of Corp Dev and Strategy) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.89 exercise price | 2011-08-17 | |
| 2011-08-15 | Cherukuri Ravikrishna Officer (Vice President of Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.89 exercise price | 2011-08-17 | |
| 2011-08-15 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $4.89 exercise price | 2011-08-17 | |
| 2011-08-15 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $4.89 exercise price | 2011-08-17 | |
| 2011-08-15 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.89 exercise price | 2011-08-17 | |
| 2011-07-25 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,833 25,278 owned after | $3.27 exercise price | 2011-07-27 | |
| 2011-04-29 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,833 31,111 owned after | $3.27 exercise price | 2011-05-03 | |
| 2011-03-28 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 550,001 owned after | $4.22 exercise price | 2011-03-29 | |
| 2011-02-28 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 566,667 owned after | $4.22 exercise price | 2011-03-01 | |
| 2011-02-24 | Singhal Dave M Officer (VP of Corporate Development) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $12.17 | 2011-02-28 | |
| 2011-02-04 | AUSTIN MAURY Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 13,909 owned after | $3.96 exercise price | 2011-02-07 | |
| 2011-02-04 | AUSTIN MAURY Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 54,333 owned after | $3.27 exercise price | 2011-02-07 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 1,667 owned after | $4.55 exercise price | 2011-01-31 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −612 2,444 owned after | $3.89 exercise price | 2011-01-31 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 4,125 owned after | $1.28 exercise price | 2011-01-31 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 70,000 owned after | $1.95 exercise price | 2011-01-31 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 25,000 owned after | $3.27 exercise price | 2011-01-31 | |
| 2011-01-28 | Shulman Gail H Officer (General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,222 35,556 owned after | $6.00 exercise price | 2011-01-31 | |
| 2011-01-28 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,889 97,222 owned after | $3.07 exercise price | 2011-01-31 | |
| 2011-01-28 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 15,833 owned after | $3.27 exercise price | 2011-01-31 | |
| 2011-01-28 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,223 34,444 owned after | $6.00 exercise price | 2011-01-31 | |
| 2011-01-28 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 19,344 owned after | $3.89 exercise price | 2011-01-31 | |
| 2011-01-28 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,733 13,611 owned after | $3.89 exercise price | 2011-01-31 | |
| 2011-01-28 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy)\ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,834 36,944 owned after | $3.27 exercise price | 2011-01-31 | |
| 2011-01-28 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 34,444 owned after | $6.00 exercise price | 2011-01-31 | |
| 2011-01-28 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 583,334 owned after | $4.22 exercise price | 2011-01-31 |