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MIPS TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options, 2010

MIPS TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2010-11-26: Reporting owner SWIFT ARTHUR L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2010-11-26: Reporting owner SWIFT ARTHUR L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2010-11-26: Reporting owner SWIFT ARTHUR L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2010-11-26: Reporting owner SWIFT ARTHUR L; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2010-11-26SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,445
113,611 owned after
$3.07
exercise price
2010-11-29
2010-11-26SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,500
111,111 owned after
$3.07
exercise price
2010-11-29
2010-11-26SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−833
17,500 owned after
$3.27
exercise price
2010-11-29
2010-11-26SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,111
36,667 owned after
$6.00
exercise price
2010-11-29
2010-11-23AUSTIN MAURY
Officer (Chief Financial Officer)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−41,667
58,333 owned after
$3.27
exercise price
2010-11-24
2010-11-22AUSTIN MAURY
Officer (Chief Financial Officer)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,875
28,125 owned after
$3.89
exercise price
2010-11-24
2010-11-22AUSTIN MAURY
Officer (Chief Financial Officer)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,875
11,250 owned after
$3.89
exercise price
2010-11-24
2010-11-03AUSTIN MAURY
Officer (Chief Financial Officer)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−215,258
34,742 owned after
$3.96
exercise price
2010-11-05
2010-11-02COLEMAN KENNETH L
Director
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$2.11
exercise price
2010-11-03
2010-11-02COLEMAN KENNETH L
Director
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
20,000 owned after
$8.01
exercise price
2010-11-03
2010-11-02COLEMAN KENNETH L
Director
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$8.71
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,800
0 owned after
$8.01
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Incentive Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
0 owned after
$8.01
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,125
0 owned after
$8.01
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,417
0 owned after
$6.11
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,083
0 owned after
$6.47
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,500
0 owned after
$8.10
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,125
0 owned after
$7.80
exercise price
2010-11-03
2010-11-01Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,222
37,778 owned after
$6.00
exercise price
2010-11-03
2010-10-29Holtzinger Brad
Officer (VP of WW Sales)
4/ANon-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,000
0 owned after
$7.80
exercise price
2010-11-01
2010-10-29Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,000
0 owned after
$7.80
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−12,500
2,500 owned after
$4.55
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,944
3,056 owned after
$3.89
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,250
4,875 owned after
$1.28
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−65,000
80,000 owned after
$1.95
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−17,500
27,500 owned after
$3.27
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,538
0 owned after
$4.52
exercise price
2010-11-01
2010-10-28Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−8,250
0 owned after
$4.80
exercise price
2010-11-01
2010-10-28KELLY WILLIAM K
Director
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$2.11
exercise price
2010-11-01
2010-10-28SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,889
118,056 owned after
$3.07
exercise price
2010-11-01
2010-10-28SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,667
18,333 owned after
$3.27
exercise price
2010-11-01
2010-10-28SWIFT ARTHUR L
Officer (VP of Marketing and Bus Dev)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,222
37,778 owned after
$6.00
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Incentive Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−43,452
0 owned after
$9.40
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,548
0 owned after
$9.40
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Incentive Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,200
0 owned after
$5.02
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−200,000
0 owned after
$5.47
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,000
0 owned after
$6.11
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,800
0 owned after
$5.02
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−59,000
0 owned after
$6.47
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,834
19,444 owned after
$3.89
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,833
42,778 owned after
$3.27
exercise price
2010-11-01
2010-10-28Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,222
37,778 owned after
$6.00
exercise price
2010-11-01
2010-08-26SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,944
131,945 owned after
$3.07
exercise price
2010-08-30
2010-08-26SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−833
20,000 owned after
$3.27
exercise price
2010-08-30
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$16.44
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$8.01
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$8.01
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Incentive Stock Option (right to buy)
Derivative · Direct
Holding$8.01
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$4.80
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$4.52
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$6.11
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$6.47
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$8.10
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$7.80
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$4.55
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$3.89
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$1.28
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$1.95
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$3.27
exercise price
2010-08-23
2010-08-23
holding as of filing
Shulman Gail H
Officer (General Counsel)
3Non-Qualified Stock Option (right to buy)
Derivative · Direct
Holding$16.44
exercise price
2010-08-23
2010-08-16Shulman Gail H
Officer (General Counsel)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$6.002010-08-17
2010-08-16Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$6.002010-08-17
2010-08-16Cherukuri Ravikrishna
Officer (Vice President of Engineering)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$6.002010-08-17
2010-08-16VIJ SANDEEP
Director, Officer (President and CEO)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+80,000
80,000 owned after
$6.002010-08-17
2010-08-16AUSTIN MAURY
Officer (Chief Financial Officer)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$6.002010-08-17
2010-08-16SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+40,000
40,000 owned after
$6.002010-08-17
2010-08-13SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,889
138,889 owned after
$3.07
exercise price
2010-08-17
2010-08-13SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,667
20,833 owned after
$3.27
exercise price
2010-08-17
2010-08-09Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,000
0 owned after
$4.52
exercise price
2010-08-10
2010-08-09Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,833
25,278 owned after
$3.89
exercise price
2010-08-10
2010-08-09Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,833
48,611 owned after
$3.27
exercise price
2010-08-10
2010-08-09Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,000
0 owned after
$4.49
exercise price
2010-08-10
2010-05-27SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,222
152,778 owned after
$3.07
exercise price
2010-05-28
2010-05-27SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,500
22,500 owned after
$3.27
exercise price
2010-05-28
2010-05-03SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−37,200
160,000 owned after
$3.07
exercise price
2010-05-04
2010-05-03Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,500
54,444 owned after
$3.27
exercise price
2010-05-04
2010-04-30SWIFT ARTHUR L
Officer (Vice President of Marketing)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−52,800
197,200 owned after
$3.07
exercise price
2010-05-04
2010-04-30Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−38,889
31,111 owned after
$3.89
exercise price
2010-05-04
2010-04-30Holtzinger Brad
Officer (VP of WW Sales)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−13,056
56,944 owned after
$3.27
exercise price
2010-05-04
2010-03-25Cherukuri Ravikrishna
Officer (Vice President of Engineering)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+250,000
250,000 owned after
$4.172010-03-26
2010-01-28VIJ SANDEEP
Director, Officer (President and CEO)
4Non-Qualified Stock Option (right to buy)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+600,000
600,000 owned after
$4.222010-02-01