MIPS TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 58 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-08-22: Reporting owner UHLER G MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-22: Reporting owner UHLER G MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-16: Reporting owner UHLER G MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-08-15: Reporting owner UHLER G MICHAEL; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-08-22 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,023 119,877 owned after | $6.90 | 2006-08-23 | |
| 2006-08-22 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 119,877 owned after | $6.91 | 2006-08-23 | |
| 2006-08-16 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 122,500 owned after | $6.48 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 122,500 owned after | $6.44 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 122,500 owned after | $6.41 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 12,600 owned after | $6.43 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,900 12,600 owned after | $6.42 | 2006-08-16 | |
| 2006-08-15 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 12,600 owned after | $6.42 | 2006-08-16 | |
| 2006-08-15 | Rundle Catherine Hunt Officer (VP & General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 25,200 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | Holtzinger Brad Officer (VP of Worldwide Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,000 59,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | Hays W Patrick Officer (Vice President of Engineering) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | CREIGHTON SANDY Officer (VP of HR & Corp Administration) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,000 72,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | BOURGOIN JOHN Director, Officer (President and CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +135,000 135,000 owned after | $6.47 | 2006-08-16 | |
| 2006-08-15 | KATO MERVIN S Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 56,000 owned after | $6.47 | 2006-08-16 | |
| 2006-06-29 | Tyndall Mark Officer (VP of Bus Dev & Corp Relations) | 4/A | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $6.14 | 2006-07-06 | |
| 2006-06-29 | Tyndall Mark Officer (VP of Bus Dev & Corp Relations) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $6.14 | 2006-06-30 | |
| 2006-02-23 | Rundle Catherine Hunt Officer (VP and General Counsel) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $8.69 | 2006-02-23 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,200 132,500 owned after | $8.68 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 132,500 owned after | $8.69 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 132,500 owned after | $8.70 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 132,500 owned after | $8.73 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 132,500 owned after | $8.75 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 132,500 owned after | $8.74 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 132,500 owned after | $8.69 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 132,500 owned after | $8.77 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 132,500 owned after | $8.78 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 132,500 owned after | $8.77 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,200 132,500 owned after | $8.60 | 2006-02-09 | |
| 2006-02-09 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 132,500 owned after | $8.59 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 152,500 owned after | $8.56 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 152,500 owned after | $8.55 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 152,500 owned after | $8.54 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,881 152,500 owned after | $8.61 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,662 152,500 owned after | $8.60 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 152,500 owned after | $8.59 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −857 152,500 owned after | $8.58 | 2006-02-09 | |
| 2006-02-08 | UHLER G MICHAEL Officer (Chief Technology Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,700 21,000 owned after | $8.54 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 126,203 owned after | $8.41 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,500 126,203 owned after | $8.35 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,860 126,203 owned after | $8.57 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 126,203 owned after | $8.53 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 126,203 owned after | $8.54 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 126,203 owned after | $8.55 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 126,203 owned after | $8.52 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,200 126,203 owned after | $8.51 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 126,203 owned after | $8.50 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 126,203 owned after | $8.47 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,007 126,203 owned after | $8.48 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,643 126,203 owned after | $8.46 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 126,203 owned after | $8.45 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,740 126,203 owned after | $8.44 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,157 126,203 owned after | $8.43 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,700 126,203 owned after | $8.42 | 2006-02-09 | |
| 2006-02-08 | BROWNE JACK Officer (Vice President of Marketing) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,543 126,203 owned after | $8.40 | 2006-02-09 | |
| 2006-02-07 | Holtzinger Brad Officer (Vice President of WW Sales) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 8,000 owned after | $8.81 | 2006-02-09 | |
| 2006-01-26 | KATO MERVIN S Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,000 180,000 owned after | $8.99 | 2006-02-13 |