MIPS TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows, 24 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-16: Reporting owner Shulman Gail H; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-16: Reporting owner Holtzinger Brad; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-16: Reporting owner Cherukuri Ravikrishna; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-16: Reporting owner VIJ SANDEEP; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-16 | Shulman Gail H Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | $0.00 | 2012-08-17 | |
| 2012-08-16 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | $0.00 | 2012-08-17 | |
| 2012-08-16 | Cherukuri Ravikrishna Officer (Vice President of Engineering) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,333 0 owned after | $0.00 | 2012-08-17 | |
| 2012-08-16 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,667 0 owned after | $0.00 | 2012-08-17 | |
| 2012-01-30 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $0.00 | 2012-02-01 | |
| 2011-08-16 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-16 | AUSTIN MAURY Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-16 | Cherukuri Ravikrishna Officer (Vice President of Engineering) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-16 | Shulman Gail H Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-16 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,334 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-16 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,667 0 owned after | $0.00 | 2011-08-17 | |
| 2011-08-15 | SWIFT ARTHUR L Officer (VP of Marketing and Bus Dev) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 0 owned after | $0.00 | 2011-08-17 | |
| 2011-01-28 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.22 exercise price | 2011-01-31 | |
| 2010-11-11 | HOLBROOK ANTHONY B Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,775 0 owned after | $0.00 | 2010-11-15 | |
| 2010-08-16 | Shulman Gail H Officer (General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2010-08-17 | |
| 2010-08-16 | Holtzinger Brad Officer (VP of WW Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2010-08-17 | |
| 2010-08-16 | Cherukuri Ravikrishna Officer (Vice President of Engineering) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2010-08-17 | |
| 2010-08-16 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $0.00 | 2010-08-17 | |
| 2010-08-16 | AUSTIN MAURY Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2010-08-17 | |
| 2010-08-16 | SWIFT ARTHUR L Officer (Vice President of Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2010-08-17 | |
| 2010-02-08 | HOLBROOK ANTHONY B Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,775 6,775 owned after | $0.00 | 2010-02-10 | |
| 2010-01-28 | VIJ SANDEEP Director, Officer (President and CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2010-02-01 | |
| 2009-08-13 | SWIFT ARTHUR L Officer (Vice President of Marketing) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2009-08-17 | |
| 2008-07-28 | Tyndall Mark Officer (VP of Business Development) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2008-07-30 |