MATTSON TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-08-06: Reporting owner Wenden Nigel Eric; Form 3; Security Incentive Stock Option (right to buy); Transaction Holding.
- 2008-08-06: Reporting owner Wenden Nigel Eric; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
- 2008-08-04: Reporting owner Wenden Nigel Eric; Form 4; Security Incentive Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-04: Reporting owner Wenden Nigel Eric; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-08-06 holding as of filing | Wenden Nigel Eric Officer (Senior Vice President) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $4.22 exercise price | 2008-08-06 | ||
| 2008-08-06 holding as of filing | Wenden Nigel Eric Officer (Senior Vice President) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $4.22 exercise price | 2008-08-06 | ||
| 2008-08-04 | Wenden Nigel Eric Officer (Senior Vice President) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,784 94,784 owned after | $4.22 exercise price | 2008-08-06 | |
| 2008-08-04 | Wenden Nigel Eric Officer (Senior Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,216 5,216 owned after | $4.22 exercise price | 2008-08-06 | |
| 2008-06-27 | Moring Andrew John Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,424 33,424 owned after | $4.98 exercise price | 2008-07-01 | |
| 2008-06-27 | Moring Andrew John Officer (Chief Financial Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,576 16,576 owned after | $4.98 exercise price | 2008-07-01 | |
| 2008-06-03 | BOLGER JOHN C Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $4.91 exercise price | 2008-06-09 | |
| 2008-06-03 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.91 exercise price | 2008-06-05 | |
| 2008-06-03 | SMITH KENNETH G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $4.91 exercise price | 2008-06-05 | |
| 2008-06-03 | MELCHIOR JOCHEN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.91 exercise price | 2008-06-05 | |
| 2008-06-03 | KANNAPPAN S KENNETH Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $4.91 exercise price | 2008-06-05 | |
| 2008-02-04 | Moring Andrew John Officer (SVP, Corporate Controller) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,429 12,429 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | Moring Andrew John Officer (SVP, Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,571 7,571 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | TURNER WILLIAM IAN Officer (Director) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,047 22,047 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | TURNER WILLIAM IAN Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,953 27,953 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | DUTTON DAVID LOEL | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,065 17,065 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | DUTTON DAVID LOEL | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +132,935 132,935 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | Lanza Stephen Officer (Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,883 15,883 owned after | $5.86 exercise price | 2008-02-06 | |
| 2008-02-04 | Lanza Stephen Officer (Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,117 9,117 owned after | $5.86 exercise price | 2008-02-06 |