MATTSON TECHNOLOGY INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-20: Reporting owner HOANG HOANG; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-20: Reporting owner DODSON J MICHAEL; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-20: Reporting owner Purvis Tyler Wayne; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-20: Reporting owner CHEN FUSEN ERNIE; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-20 | HOANG HOANG Officer (Sr VP Global Business Operatio) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 150,000 owned after | $2.49 | 2014-03-24 | |
| 2014-03-20 | DODSON J MICHAEL Officer (Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 570,000 owned after | $2.49 | 2014-03-24 | |
| 2014-03-20 | Purvis Tyler Wayne Officer (Chief Accounting Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 220,000 owned after | $2.49 | 2014-03-24 | |
| 2014-03-20 | CHEN FUSEN ERNIE Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 381,250 owned after | $2.49 | 2014-03-24 | |
| 2014-03-20 holding as of filing | Purvis Tyler Wayne Officer (Chief Accounting Officer) | 3 | Common Stock Derivative · Direct | Holding | $2.73 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Purvis Tyler Wayne Officer (Chief Accounting Officer) | 3 | Common Stock Derivative · Direct | Holding | $0.90 exercise price | 2014-03-20 | ||
| 2014-03-20 holding as of filing | Purvis Tyler Wayne Officer (Chief Accounting Officer) | 3 | Common Stock Derivative · Direct | Holding | $1.17 exercise price | 2014-03-20 |