MATTSON TECHNOLOGY INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-08-17: Reporting owner LANZA STEPHEN; Form 3; Security Incentive Stock Option (right to buy); Transaction Holding.
- 2007-08-17: Reporting owner LANZA STEPHEN; Form 3; Security Incentive Stock Option (right to buy); Transaction Holding.
- 2007-08-17: Reporting owner LANZA STEPHEN; Form 3; Security Incentive Stock Option (right to buy); Transaction Holding.
- 2007-08-17: Reporting owner LANZA STEPHEN; Form 3; Security Non-Qualified Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $7.90 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $8.81 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Incentive Stock Option (right to buy) Derivative · Direct | Holding | $11.92 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $7.90 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $8.81 exercise price | 2007-08-17 | ||
| 2007-08-17 holding as of filing | LANZA STEPHEN Officer (Officer) | 3 | Non-Qualified Stock Option (right to buy) Derivative · Direct | Holding | $11.92 exercise price | 2007-08-17 | ||
| 2007-07-31 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $10.01 | 2007-08-06 | |
| 2007-07-31 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $10.01 | 2007-08-06 | |
| 2007-07-31 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 6,250 owned after | $10.01 | 2007-08-06 | |
| 2007-06-04 | SMITH KENNETH G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.01 exercise price | 2007-08-16 | |
| 2007-06-04 | NAKAYAMA SHIGERU STEVE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.01 exercise price | 2007-06-27 | |
| 2007-06-04 | MELCHIOR JOCHEN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $10.01 exercise price | 2007-06-27 | |
| 2007-06-04 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.01 exercise price | 2007-06-27 | |
| 2007-06-04 | KANNAPPAN S KENNETH Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.01 exercise price | 2007-06-27 | |
| 2007-06-04 | KANNAPPAN S KENNETH Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $10.01 exercise price | 2007-06-12 | |
| 2007-06-04 | NAKAYAMA SHIGERU STEVE Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.01 exercise price | 2007-06-11 | |
| 2007-06-04 | MELCHIOR JOCHEN Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $10.01 exercise price | 2007-06-11 | |
| 2007-06-04 | BETZ HANS GEORG DR Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $10.01 exercise price | 2007-06-11 | |
| 2007-05-31 | DUTTON DAVID LOEL | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,841 0 owned after | $9.84 | 2007-06-04 | |
| 2007-05-31 | DUTTON DAVID LOEL | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,659 0 owned after | $9.84 | 2007-06-04 | |
| 2007-05-31 | SMITH KENNETH G Director | 4 | Incentive Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,091 0 owned after | $9.85 | 2007-06-04 | |
| 2007-05-31 | SMITH KENNETH G Director | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,034 0 owned after | $9.85 | 2007-06-04 | |
| 2007-05-01 | TURNER WILLIAM IAN Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $2.67 exercise price | 2007-05-02 | |
| 2007-05-01 | TURNER WILLIAM IAN Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $2.83 exercise price | 2007-05-02 | |
| 2007-02-05 | TURNER WILLIAM IAN Officer (Director) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | TURNER WILLIAM IAN Officer (Director) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | Moring Andrew John Other (SVP, Corporate Controller) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,376 4,376 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | Moring Andrew John Other (SVP, Corporate Controller) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,374 4,374 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | MACKNIGHT ROBERT B Officer (Chief Operating Officer) | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,372 15,372 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | MACKNIGHT ROBERT B Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59,628 59,628 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | DUTTON DAVID LOEL | 4 | Incentive Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,539 13,539 owned after | $8.81 exercise price | 2007-02-06 | |
| 2007-02-05 | DUTTON DAVID LOEL | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,461 111,461 owned after | $8.81 exercise price | 2007-02-06 |