MASSEY ENERGY CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 36 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-23: Reporting owner Owings David Williams; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-03: Reporting owner Owings David Williams; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-03: Reporting owner Owings David Williams; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-23: Reporting owner Tolbert Eric Brian; Form 4; Security Employee Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-23 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,000 owned after | $24.73 exercise price | 2010-12-27 | |
| 2010-12-03 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,020 0 owned after | $28.96 exercise price | 2010-12-06 | |
| 2010-12-03 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −735 1,470 owned after | $34.05 exercise price | 2010-12-06 | |
| 2010-11-23 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,555 2,555 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,066 3,066 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,066 3,066 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,555 2,555 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | POMA JOHN M Officer (VP - CAO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,555 2,555 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | PHILLIPS BAXTER F JR Director, Officer (President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,666 7,666 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,533 1,533 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Harvey M Shane Officer (VP and General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,066 3,066 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-23 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,110 5,110 owned after | $49.58 exercise price | 2010-11-24 | |
| 2010-11-10 | POMA JOHN M Officer (VP - CAO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −731 730 owned after | $13.49 exercise price | 2010-11-12 | |
| 2010-08-23 | Holland Robert B III Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,933 2,933 owned after | $31.56 exercise price | 2010-08-25 | |
| 2010-03-17 | POMA JOHN M Officer (VP - Chief Admin. Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,041 2,041 owned after | $28.96 exercise price | 2010-03-18 | |
| 2010-03-17 | POMA JOHN M Officer (VP - Chief Admin. Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −680 1,361 owned after | $28.96 exercise price | 2010-03-18 | |
| 2010-03-17 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4/A | Call Options (obligation to sell) (Common Stock) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −20 20 owned after | $410.00 | 2010-03-02 | |
| 2010-03-12 | POMA JOHN M Officer (VP - Chief Admin. Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 2,500 owned after | $24.73 exercise price | 2010-03-15 | |
| 2010-03-11 | POMA JOHN M Officer (VP - Chief Admin. Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −731 1,461 owned after | $13.49 exercise price | 2010-03-15 | |
| 2010-03-02 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Call Options (obligation to sell) (Common Stock) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −20 20 owned after | $339.00 | 2010-03-02 | |
| 2010-03-01 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Call Options (obligation to sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10 10 owned after | $260.00 | 2010-03-02 | |
| 2010-03-01 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Call Options (obligation to sell) (Common Stock) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10 10 owned after | $531.00 | 2010-03-02 | |
| 2010-02-17 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Call Options (obligation to sell) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | +20 20 owned after | $410.00 | 2010-02-19 | |
| 2010-02-08 | BLANKENSHIP DON L Director, Officer (CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $19.50 exercise price | 2010-02-09 | |
| 2010-02-05 | BLANKENSHIP DON L Director, Officer (CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 50,000 owned after | $19.50 exercise price | 2010-02-09 | |
| 2010-01-11 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,618 4,618 owned after | $29.95 exercise price | 2010-01-13 | |
| 2010-01-11 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 2,083 owned after | $24.73 exercise price | 2010-01-13 | |
| 2010-01-11 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,236 0 owned after | $29.95 exercise price | 2010-01-13 | |
| 2010-01-11 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $29.95 exercise price | 2010-01-13 | |
| 2010-01-11 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,368 0 owned after | $39.00 exercise price | 2010-01-13 | |
| 2010-01-11 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,627 0 owned after | $39.00 exercise price | 2010-01-13 | |
| 2010-01-08 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,081 2,041 owned after | $28.96 exercise price | 2010-01-11 | |
| 2010-01-06 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,618 2,000 owned after | $29.95 exercise price | 2010-01-07 | |
| 2010-01-06 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,041 0 owned after | $28.96 exercise price | 2010-01-07 | |
| 2010-01-05 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $24.73 exercise price | 2010-01-07 | |
| 2010-01-03 | Owings David Williams Officer (Controller) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $24.73 exercise price | 2011-01-05 |