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MASSEY ENERGY CO Forms 3, 4 and 5: Stock Options

MASSEY ENERGY CO Forms 3, 4 and 5: Stock Options

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2011-06-01: Reporting owner Tolbert Eric Brian; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-06-01: Reporting owner Tolbert Eric Brian; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-06-01: Reporting owner Tolbert Eric Brian; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2011-06-01: Reporting owner Snelling Michael Keith; Form 4; Security Employee Stock Options (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2011-06-01Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,411
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,449
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,555
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,787
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,409
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,066
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,927
0 owned after
$29.95
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−6,927
0 owned after
$39.00
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,000
0 owned after
$24.73
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,082
0 owned after
$28.96
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,234
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,674
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,555
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01POMA JOHN M
Officer (VP-CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,463
0 owned after
$39.00
exercise price
2011-06-03
2011-06-01POMA JOHN M
Officer (VP-CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,929
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01POMA JOHN M
Officer (VP-CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−730
0 owned after
$13.49
exercise price
2011-06-03
2011-06-01POMA JOHN M
Officer (VP-CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,674
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01POMA JOHN M
Officer (VP-CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,555
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01PHILLIPS BAXTER F JR
Director, Officer (CEO and President)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,823
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01PHILLIPS BAXTER F JR
Director, Officer (CEO and President)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−25,000
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01PHILLIPS BAXTER F JR
Director, Officer (CEO and President)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,899
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01PHILLIPS BAXTER F JR
Director, Officer (CEO and President)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−7,666
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,447
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,470
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−1,533
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,894
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,939
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−3,066
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,823
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,899
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−5,110
0 owned after
$49.58
exercise price
2011-06-03
2011-06-01ADKINS JOHN CHRISTOPHER
Officer (SVP & Chief Operating Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,823
0 owned after
$19.50
exercise price
2011-06-03
2011-06-01ADKINS JOHN CHRISTOPHER
Officer (SVP & Chief Operating Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−4,899
0 owned after
$34.05
exercise price
2011-06-03
2011-06-01MOORE DAN R
Director
4Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,207
0 owned after
$13.49
exercise price
2011-06-03
2011-06-01Holland Robert B III
Director
4Stock Option (right to buy)
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−2,933
0 owned after
$31.56
exercise price
2011-06-03
2011-04-04POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,732
0 owned after
$29.95
exercise price
2011-04-05
2011-04-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+4,618
0 owned after
$29.95
exercise price
2011-04-05
2011-04-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,463
0 owned after
$39.00
exercise price
2011-04-05
2011-04-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+1,470
2,939 owned after
$34.05
exercise price
2011-04-05
2011-04-04Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,041
0 owned after
$28.96
exercise price
2011-04-05
2011-04-04Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,927
0 owned after
$29.95
exercise price
2011-04-05
2011-04-04Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,463
0 owned after
$39.00
exercise price
2011-04-05
2011-04-04Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,102
0 owned after
$28.96
exercise price
2011-04-05
2011-04-04Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,822
4,823 owned after
$19.50
exercise price
2011-04-05
2011-04-04Clemens Mark Allen
Officer (SVP - Group Operations)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,450
4,899 owned after
$34.05
exercise price
2011-04-05
2011-04-04ADKINS JOHN CHRISTOPHER
Officer (SVP & Chief Operating Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,401
0 owned after
$28.96
exercise price
2011-04-05
2011-04-04ADKINS JOHN CHRISTOPHER
Officer (SVP & Chief Operating Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+4,822
4,823 owned after
$19.50
exercise price
2011-04-05
2011-04-04ADKINS JOHN CHRISTOPHER
Officer (SVP & Chief Operating Officer)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+2,450
4,899 owned after
$34.05
exercise price
2011-04-05
2011-04-01POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,929
1,929 owned after
$19.50
exercise price
2011-04-05
2011-03-25Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,225
2,449 owned after
$34.05
exercise price
2011-03-28
2011-03-25POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,732
1,732 owned after
$29.95
exercise price
2011-03-28
2011-03-25POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−965
3,858 owned after
$19.50
exercise price
2011-03-28
2011-03-24Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,545
0 owned after
$39.00
exercise price
2011-03-25
2011-03-23PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,454
0 owned after
$24.73
exercise price
2011-03-25
2011-03-23PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,450
4,899 owned after
$34.05
exercise price
2011-03-25
2011-03-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,333
0 owned after
$24.73
exercise price
2011-03-07
2011-03-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+5,102
0 owned after
$28.96
exercise price
2011-03-07
2011-03-04Harvey M Shane
Officer (VP and General Counsel)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+5,787
2,894 owned after
$19.50
exercise price
2011-03-07
2011-02-17Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,236
0 owned after
$39.00
exercise price
2011-02-18
2011-02-17POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,361
0 owned after
$28.96
exercise price
2011-02-18
2011-02-17MOORE DAN R
Director
4Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+4,415
2,207 owned after
$13.49
exercise price
2011-02-18
2011-02-17PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,645
4,823 owned after
$19.50
exercise price
2011-02-18
2011-02-17PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,879
2,454 owned after
$24.73
exercise price
2011-02-18
2011-02-16PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−19,627
0 owned after
$29.95
exercise price
2011-02-18
2011-02-16PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−19,627
0 owned after
$39.00
exercise price
2011-02-18
2011-02-16PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,204
0 owned after
$28.96
exercise price
2011-02-18
2011-02-15PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
25,000 owned after
$19.50
exercise price
2011-02-16
2011-02-15Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−681
0 owned after
$5.21
exercise price
2011-02-16
2011-02-15Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−609
0 owned after
$13.60
exercise price
2011-02-16
2011-02-15Owings David Williams
Officer (Controller)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,893
1,447 owned after
$19.50
exercise price
2011-02-16
2011-02-14Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,401
0 owned after
$28.96
exercise price
2011-02-16
2011-02-14Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,823
2,411 owned after
$19.50
exercise price
2011-02-16
2011-02-14Snelling Michael Keith
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,000
5,545 owned after
$39.00
exercise price
2011-02-16
2011-02-14PHILLIPS BAXTER F JR
Director, Officer (CEO & President)
4Employee Stock Option (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−50,000
0 owned after
$38.33
exercise price
2011-02-16
2011-02-08Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,083
0 owned after
$24.73
exercise price
2011-02-09
2011-02-07Tolbert Eric Brian
Officer (VP & Chief Financial Officer)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,618
0 owned after
$29.95
exercise price
2011-02-09
2011-01-21Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Call Options (obligation to sell) (Common Stock)
Derivative · Direct
X Exercise of in-the-money or at-the-money derivative security−10
0 owned after
$50.00
exercise price
2011-01-24
2011-01-03Sears Steve Edgar
Officer (VP, Sales & Marketing)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,927
0 owned after
$13.60
exercise price
2011-01-05
2011-01-03POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,500
0 owned after
$24.73
exercise price
2011-01-05
2011-01-03POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,463
3,464 owned after
$29.95
exercise price
2011-01-05
2011-01-03POMA JOHN M
Officer (VP - CAO)
4Employee Stock Options (right to buy)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−964
4,823 owned after
$19.50
exercise price
2011-01-05