MASSEY ENERGY CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-23: Reporting owner Tolbert Eric Brian; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner Sears Steve Edgar; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-22: Reporting owner Sears Steve Edgar; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-14: Reporting owner Snelling Michael Keith; Form 4; Security Employee Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-23 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,701 3,401 owned after | $28.96 exercise price | 2009-12-28 | |
| 2009-12-22 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,731 0 owned after | $20.11 exercise price | 2009-12-23 | |
| 2009-12-22 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,463 0 owned after | $5.21 exercise price | 2009-12-23 | |
| 2009-12-14 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,894 5,787 owned after | $19.50 exercise price | 2009-12-17 | |
| 2009-11-30 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 0 owned after | $24.73 exercise price | 2009-12-02 | |
| 2009-11-30 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,823 9,645 owned after | $19.50 exercise price | 2009-12-02 | |
| 2009-11-17 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $37.91 exercise price | 2009-11-19 | |
| 2009-11-17 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,627 0 owned after | $29.95 exercise price | 2009-11-19 | |
| 2009-11-17 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $24.73 exercise price | 2009-11-19 | |
| 2009-11-17 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,803 3,401 owned after | $28.96 exercise price | 2009-11-19 | |
| 2009-11-17 | Snelling Michael Keith | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,927 0 owned after | $13.60 exercise price | 2009-11-18 | |
| 2009-11-16 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,572 0 owned after | $19.42 exercise price | 2009-11-18 | |
| 2009-11-16 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,545 0 owned after | $20.11 exercise price | 2009-11-18 | |
| 2009-11-16 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,658 0 owned after | $5.21 exercise price | 2009-11-18 | |
| 2009-11-16 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,627 0 owned after | $13.60 exercise price | 2009-11-18 | |
| 2009-11-16 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,823 9,645 owned after | $19.50 exercise price | 2009-11-18 | |
| 2009-11-12 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 0 owned after | $23.82 exercise price | 2009-11-12 | |
| 2009-11-12 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 16,667 owned after | $30.24 exercise price | 2009-11-12 | |
| 2009-11-11 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $20.11 exercise price | 2009-11-12 | |
| 2009-11-10 | BLANKENSHIP DON L Director, Officer (Chairman and CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 33,333 owned after | $19.50 exercise price | 2009-11-12 | |
| 2009-11-09 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,674 3,674 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,674 3,674 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Snelling Michael Keith | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,409 4,409 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Sears Steve Edgar Officer (VP, Sales & Marketing) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,674 3,674 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | POMA JOHN M Officer (VP - Human Resources) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,674 3,674 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | PHILLIPS BAXTER F JR Director, Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,349 7,349 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Owings David Williams Officer (Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,205 2,205 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Harvey M Shane Officer (VP & General Counsel) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,409 4,409 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,349 7,349 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-11-09 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,349 7,349 owned after | $34.05 exercise price | 2009-11-12 | |
| 2009-08-19 | BLANKENSHIP DON L Director, Officer (CEO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $13.60 exercise price | 2009-08-21 | |
| 2009-02-17 | POMA JOHN M Officer (VP - Chief Admin. Officer) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,192 2,192 owned after | $13.49 exercise price | 2009-02-23 | |
| 2009-02-17 | MOORE DAN R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,622 6,622 owned after | $13.49 exercise price | 2009-02-18 | |
| 2009-01-16 holding as of filing | Gillenwater Jeffrey Morgan Officer (VP - Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $29.95 exercise price | 2009-01-16 | ||
| 2009-01-16 holding as of filing | Gillenwater Jeffrey Morgan Officer (VP - Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.00 exercise price | 2009-01-16 | ||
| 2009-01-16 holding as of filing | Gillenwater Jeffrey Morgan Officer (VP - Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.73 exercise price | 2009-01-16 | ||
| 2009-01-16 holding as of filing | Gillenwater Jeffrey Morgan Officer (VP - Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $28.96 exercise price | 2009-01-16 | ||
| 2009-01-16 holding as of filing | Gillenwater Jeffrey Morgan Officer (VP - Human Resources) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.50 exercise price | 2009-01-16 |