MASSEY ENERGY CO Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-06: Reporting owner Clemens Mark Allen; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-06: Reporting owner Clemens Mark Allen; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-06: Reporting owner Clemens Mark Allen; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-13: Reporting owner BLANKENSHIP DON L; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-06 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,731 0 owned after | $20.11 exercise price | 2007-12-07 | |
| 2007-12-06 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,463 0 owned after | $5.21 exercise price | 2007-12-07 | |
| 2007-12-06 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,464 1,731 owned after | $13.60 exercise price | 2007-12-07 | |
| 2007-11-13 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $30.24 exercise price | 2007-11-15 | |
| 2007-11-13 | BLANKENSHIP DON L Director, Officer (CEO & President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $30.24 exercise price | 2007-11-15 | |
| 2007-11-12 | Williams Roger Thomas Officer (Vice President - Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,082 4,082 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,102 5,102 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Snelling Michael Keith | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,122 6,122 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | POMA JOHN M Officer (VP - Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,082 4,082 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | PHILLIPS BAXTER F JR Director, Officer (EVP & Chief Admin. Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,204 10,204 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Owings David Williams Officer (Controller) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,061 3,061 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | JAROSINSKI JEFFREY M Officer (VP & Chief Compliance Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,082 4,082 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Grinnan Richard Randolph Officer (VP and Corporate Secretary) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,102 5,102 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Clemens Mark Allen Officer (SVP - Group Operations) | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,102 5,102 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | ADKINS JOHN CHRISTOPHER Officer (SVP & Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,204 10,204 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-12 | Bauersachs Michael Dale Officer (Vice President - Planning) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,082 4,082 owned after | $28.96 exercise price | 2007-11-14 | |
| 2007-11-05 | JAROSINSKI JEFFREY M Officer (VP & Chief Compliance Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,236 0 owned after | $20.11 exercise price | 2007-11-07 | |
| 2007-10-25 | POMA JOHN M Officer (VP - Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,218 1,731 owned after | $13.60 exercise price | 2007-10-26 | |
| 2007-10-10 | Tolbert Eric Brian Officer (VP & Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,196 1,731 owned after | $13.60 exercise price | 2007-10-11 | |
| 2007-10-10 | POMA JOHN M Officer (VP - Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −577 0 owned after | $5.21 exercise price | 2007-10-11 | |
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.11 exercise price | 2007-07-19 | ||
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.21 exercise price | 2007-07-19 | ||
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.60 exercise price | 2007-07-19 | ||
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $29.95 exercise price | 2007-07-19 | ||
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.00 exercise price | 2007-07-19 | ||
| 2007-07-19 holding as of filing | Clemens Mark Allen Officer (SVP - Group Operations) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.73 exercise price | 2007-07-19 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $19.42 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.11 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.21 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.60 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $29.95 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $39.00 exercise price | 2007-02-26 | ||
| 2007-02-26 holding as of filing | Bauersachs Michael Dale Officer (Vice President - Planning) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $24.73 exercise price | 2007-02-26 |