MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-06-25: Reporting owner BARRON WILLIAM G; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2007-06-25: Reporting owner BARRON WILLIAM G; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2007-06-25: Reporting owner BARRON WILLIAM G; Form 4; Security Stock Option (right to buy); Transaction Holding.
- 2007-06-25: Reporting owner BARRON WILLIAM G; Form 4; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-06-25 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | Crall Brian J Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-06-25 | |
| 2007-06-25 holding as of filing | Crall Brian J Director | 4 | Stock Option (right to buy) Derivative · Direct | Holding | 1,000 owned after | $17.01 exercise price | 2007-06-25 | |
| 2007-02-21 holding as of filing | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,050 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 525 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 1,737 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,481 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,625 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,625 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,473 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,308 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,675 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 2,625 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Smith Jeffrey Collin Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,250 owned after | $17.81 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 6,078 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,134 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,200 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 17,364 owned after | $13.36 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 16,538 owned after | $21.20 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 15,750 owned after | $20.57 exercise price | 2007-02-21 | |
| 2007-02-21 holding as of filing | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,250 owned after | $18.04 exercise price | 2007-02-21 | |
| 2007-02-20 | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,000 0 owned after | $17.01 exercise price | 2017-02-22 | |
| 2007-02-20 | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | Hines D J Director | 4 | Stock Option (right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | Smith Jeffrey Collin Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-20 | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,555 16,555 owned after | $17.01 exercise price | 2007-02-21 | |
| 2007-02-15 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500 owned after | $18.94 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | HOPTRY ROBERT E Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | HOPTRY ROBERT E Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | HOPTRY ROBERT E Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | HOPTRY ROBERT E Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500 owned after | $18.94 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,308 owned after | $14.03 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,150 owned after | $22.26 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,500 owned after | $21.60 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $18.94 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | FRANTZ PHILIP A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | FRANTZ PHILIP A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | FRANTZ PHILIP A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2007-02-15 | |
| 2007-02-15 holding as of filing | FRANTZ PHILIP A Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 500 owned after | $18.94 exercise price | 2007-02-15 |