MAINSOURCE FINANCIAL GROUP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-28: Reporting owner Smith Jeffrey Collin; Form 3; Security Stock Option; Transaction Holding.
- 2006-09-01: Reporting owner Crall Brian J; Form 4; Security Stock Option; Transaction Holding.
- 2006-07-26: Reporting owner Tressler Daryl R; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-07-26: Reporting owner Tressler Daryl R; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-28 holding as of filing | Smith Jeffrey Collin Officer (Chief Operating Officer) | 3 | Stock Option Derivative · Direct | Holding | $18.70 exercise price | 2006-11-28 | ||
| 2006-09-01 holding as of filing | Crall Brian J Director | 4 | Stock Option Derivative · Direct | Holding | 500 owned after | $18.94 exercise price | 2006-09-01 | |
| 2006-07-26 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,788 owned after | $14.03 exercise price | 2006-07-26 | |
| 2006-07-26 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,938 owned after | $22.26 exercise price | 2006-07-26 | |
| 2006-07-26 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $21.60 exercise price | 2006-07-26 | |
| 2006-07-26 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,500 owned after | $18.94 exercise price | 2006-07-26 | |
| 2006-02-23 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 5,788 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,938 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 4,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 165,375 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option(Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,363 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,308 owned after | $14.03 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,150 owned after | $22.26 exercise price | 2006-02-23 | |
| 2006-02-23 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,500 owned after | $21.60 exercise price | 2006-02-23 | |
| 2006-02-22 | HOPTRY ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | HARTMAN RICK S Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | KUNKEL DOUGLAS I Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | FRANTZ PHILIP A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | Hines D J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | Crall Brian J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | BARRON WILLIAM G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | ANDERSON JAMES M Officer (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | SANER JAMES L SR Director, Officer (President & CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-22 | PARKER JOHN C Officer (Sr. V.P., Head of Operations) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $18.94 exercise price | 2006-02-23 | |
| 2006-02-10 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.03 exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $22.26 exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | Tressler Daryl R Officer (Chairman/CEO Lead Subsidiary) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $21.60 exercise price | 2006-02-10 | ||
| 2006-02-10 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,308 owned after | $14.03 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | PARKER JOHN C Officer (Sr. V.P., Operations Director) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 3,150 owned after | $22.26 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,654 owned after | $14.03 exercise price | 2006-02-10 | |
| 2006-02-10 holding as of filing | BARRON WILLIAM G Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,575 owned after | $22.26 exercise price | 2006-02-10 |