LIFE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-21: Reporting owner LUCIER GREGORY T; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-04: Reporting owner RICHARD KELLI; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-04: Reporting owner Leddy Peter Michael; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-04-30: Reporting owner DITTAMORE RAYMOND V; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-21 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Indirect · By Trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −161,943 0 owned after | $0.00 | 2012-11-26 | |
| 2012-09-04 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,424 0 owned after | $0.00 | 2012-09-05 | |
| 2012-09-04 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,404 7,211 owned after | $0.00 | 2012-09-05 | |
| 2012-04-30 | DITTAMORE RAYMOND V Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,021 0 owned after | $0.00 | 2012-05-01 | |
| 2012-04-26 | UPRICHARD DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | PETERSON PER A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | MATRICARIA RONALD A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | IYER BALAKRISHNAN S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | GRIMM DONALD W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | DITTAMORE RAYMOND V Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | ADAM GEORGE F JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,888 4,888 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,130 0 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,473 0 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,052 0 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,021 0 owned after | $0.00 | 2012-04-30 | |
| 2012-04-26 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,033 0 owned after | $0.00 | 2012-04-30 | |
| 2012-04-02 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,765 56,295 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,913 41,913 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,815 8,444 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,133 6,133 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,531 112,590 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,005 92,005 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,630 16,888 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,267 12,267 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,383 28,147 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,445 20,445 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,630 16,888 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,267 12,267 owned after | $0.00 | 2012-04-04 | |
| 2012-04-02 | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,267 12,267 owned after | $0.00 | 2012-04-04 | |
| 2012-03-09 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,404 1,404 owned after | $0.00 | 2012-04-04 | |
| 2012-03-09 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,106 2,106 owned after | $0.00 | 2012-04-04 | |
| 2012-03-09 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +867 867 owned after | $0.00 | 2012-04-04 | |
| 2012-03-09 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +824 824 owned after | $0.00 | 2012-04-04 | |
| 2012-03-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,174 0 owned after | $0.00 | 2012-03-02 | |
| 2012-02-02 holding as of filing | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2012-02-02 |