LIFE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-12: Reporting owner BENCHIMOL CLAUDE; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner BARTHELEMY NICOLAS; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner LUCIER GREGORY T; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-12: Reporting owner COTTINGHAM JOHN A; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-12 | BENCHIMOL CLAUDE Officer (SVP - R&D) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 1,900 owned after | $0.00 | 2007-11-14 | |
| 2007-11-12 | BARTHELEMY NICOLAS Officer (SVP, Cell Culture Systems) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 1,900 owned after | $0.00 | 2007-11-14 | |
| 2007-11-12 | LUCIER GREGORY T Officer (Chairman & CEO) | 4 | Restricted Stock Unit Derivative · Indirect · by trust | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,600 6,600 owned after | $0.00 | 2007-11-14 | |
| 2007-11-12 | COTTINGHAM JOHN A Officer (SVP, Gen Counsel & Secretary) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 2,000 owned after | $0.00 | 2007-11-14 | |
| 2007-11-12 | GIBSON KAREN Officer (Chief Information Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,900 1,900 owned after | $0.00 | 2007-11-14 | |
| 2007-10-15 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 50,000 owned after | $0.00 | 2007-10-17 | |
| 2007-09-04 | BENCHIMOL CLAUDE Officer (SVP, Research & Development) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $0.00 | 2008-02-27 | |
| 2007-06-15 | Brust Bernd Officer (SVP - Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,291 49,520 owned after | $0.00 | 2007-07-16 | |
| 2007-06-01 | Grossman Paul David Officer (SVP, Corporate Development) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $72.48 exercise price | 2007-06-05 | |
| 2007-05-15 | COTTINGHAM JOHN A Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $71.74 | 2007-05-21 | |
| 2007-05-15 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | COTTINGHAM JOHN A Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 500 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Brust Bernd Officer (SVP - Worldwide Sales) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,750 2,750 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Brust Bernd Officer (SVP - Worldwide Sales) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,750 2,750 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | GIBSON KAREN Officer (Chief Information Officer) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | GIBSON KAREN Officer (Chief Information Officer) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | BENCHIMOL CLAUDE Officer (SVP - R&D) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | BENCHIMOL CLAUDE Officer (SVP - R&D) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Miller John L Officer (SVP - BioDiscovery) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,750 2,750 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Miller John L Officer (SVP - BioDiscovery) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,750 2,750 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Leddy Peter Michael Officer (SVP - Human Resources) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | Leddy Peter Michael Officer (SVP - Human Resources) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | COTTINGHAM JOHN A Officer (SVP-G.n Counsel & Secretary) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | COTTINGHAM JOHN A Officer (SVP-G.n Counsel & Secretary) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | BARTHELEMY NICOLAS Officer (SVP - Cell Culture Systems) | 4 | Restricted Stock Unit Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-15 | BARTHELEMY NICOLAS Officer (SVP - Cell Culture Systems) | 4 | Performance Shares Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $71.74 | 2007-05-17 | |
| 2007-05-14 | THOMPSON JOHN D Officer (SVP Corporate Development) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,287 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | BENCHIMOL CLAUDE Officer (SVP R&D) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 11,500 owned after | $0.00 | 2007-05-16 | |
| 2007-05-14 | COTTINGHAM JOHN A Officer (SVP General Counsel & Sec.) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 9,098 owned after | $0.00 | 2007-05-16 | |
| 2007-05-12 | LUCIER GREGORY T Officer (Chairman & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 35,861 owned after | $0.00 | 2007-05-15 | |
| 2007-04-19 | UPRICHARD DAVID C Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | GRIMM DONALD W Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | PETERSON PER A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 2,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | MATRICARIA RONALD A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | REYNOLDS W ANN Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,806 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | LORIMIER BRADLEY G Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | DITTAMORE RAYMOND V Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | SHORT JAY M PHD Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-04-19 | IYER BALAKRISHNAN S Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,614 3,614 owned after | $0.00 | 2007-04-23 | |
| 2007-03-05 holding as of filing | PETERSON PER A Director | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2007-03-05 | ||
| 2007-03-01 | Leddy Peter Michael Officer (SVP Human Resources) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +603 25,203 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | BARTHELEMY NICOLAS Officer (SVP BioProduction Sys & Svcs) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,326 11,826 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | THOMPSON JOHN D Officer (Sr. VP Corporate Development) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,287 7,787 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | LUCIER GREGORY T Officer (Chairman & CEO) | 4 | Performance Shares Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | LUCIER GREGORY T Officer (Chairman & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,761 44,861 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,930 64,930 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | GIBSON KAREN Officer (Chief Information Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,078 8,778 owned after | $0.00 | 2007-03-05 | |
| 2007-03-01 | COTTINGHAM JOHN A Officer (SVP General Counsel & Sec.) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,298 11,598 owned after | $0.00 | 2007-03-05 | |
| 2007-02-05 holding as of filing | RICHARD KELLI Officer (Chief Accounting Officer) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2007-02-05 | ||
| 2007-01-01 | Brust Bernd Officer (GM VP EU Commercial Ops) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 8,500 owned after | $0.00 | 2007-01-19 |