LIFE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 51 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-21: Reporting owner Stevenson Mark; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-21: Reporting owner Leddy Peter Michael; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-21: Reporting owner Hoffmeister David F; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-21: Reporting owner COTTINGHAM JOHN A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-21 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,984 0 owned after | $0.00 | 2011-11-22 | |
| 2011-11-21 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,741 0 owned after | $0.00 | 2011-11-22 | |
| 2011-11-21 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,610 0 owned after | $0.00 | 2011-11-22 | |
| 2011-11-21 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,741 0 owned after | $0.00 | 2011-11-22 | |
| 2011-10-03 | GRIMM DONALD W Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,052 0 owned after | $0.00 | 2011-10-05 | |
| 2011-09-01 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,615 9,615 owned after | $0.00 | 2011-09-06 | |
| 2011-05-16 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 0 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,414 0 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,988 0 owned after | $0.00 | 2011-05-17 | |
| 2011-05-16 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,066 0 owned after | $0.00 | 2011-05-17 | |
| 2011-05-02 | UPRICHARD DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,052 0 owned after | $0.00 | 2011-05-03 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −384 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,228 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,033 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | REYNOLDS W ANN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,742 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | UPRICHARD DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | PETERSON PER A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | MATRICARIA RONALD A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | LONGFIELD WILLIAM H Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | IYER BALAKRISHNAN S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | GRIMM DONALD W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | DITTAMORE RAYMOND V Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,052 0 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | DITTAMORE RAYMOND V Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-28 | ADAM GEORGE F JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,021 4,021 owned after | $0.00 | 2011-05-02 | |
| 2011-04-01 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,518 22,518 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,121 150,121 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,259 11,259 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Dansky Peter Officer (Pres, Molecular Biology Sys) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,765 18,765 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,518 22,518 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,518 22,518 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Grossman Paul David Officer (SVP, Corporate Strategy & Dev.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,518 22,518 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Beery Joseph C Officer (SVP, Chief Information Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,518 22,518 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | BARTHELEMY NICOLAS Officer (Pres, Commercial Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,394 24,394 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,530 37,530 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Brust Bernd Officer (President, Molecular Medicine) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,530 37,530 owned after | $0.00 | 2011-04-04 | |
| 2011-04-01 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,060 75,060 owned after | $0.00 | 2011-04-04 | |
| 2011-03-11 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,404 3,404 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | O'Donnell Mark Sean Officer (SVP, Global Ops & Services) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +601 601 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Miller John L Officer (President, Genetic Systems) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +492 492 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | LUCIER GREGORY T Officer (Chief Executive Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,495 3,495 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +930 930 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,097 2,097 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Dansky Peter Officer (Pres, Molecular Biology Sys) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,273 1,273 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,138 1,138 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Brust Bernd Officer (President, Molecular Medicine) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,085 2,085 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | Beery Joseph C Officer (SVP, Chief Information Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 900 owned after | $0.00 | 2011-03-15 | |
| 2011-03-11 | BARTHELEMY NICOLAS Officer (Pres, Commercial Operations) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,696 1,696 owned after | $0.00 | 2011-03-15 |