LIFE TECHNOLOGIES CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-03: Reporting owner Leddy Peter Michael; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-01: Reporting owner RICHARD KELLI; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-29: Reporting owner IYER BALAKRISHNAN S; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-26: Reporting owner UPRICHARD DAVID C; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-03 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,404 4,807 owned after | $0.00 | 2013-09-04 | |
| 2013-08-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,726 0 owned after | $0.00 | 2013-08-02 | |
| 2013-04-29 | IYER BALAKRISHNAN S Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,888 0 owned after | $0.00 | 2013-04-30 | |
| 2013-04-26 | UPRICHARD DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,888 0 owned after | $0.00 | 2013-04-29 | |
| 2013-04-26 holding as of filing | MUNDIE CRAIG J Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-04-26 | ||
| 2013-04-25 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,892 19,571 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,473 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 3,039 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,021 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,033 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,742 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,228 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,052 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,021 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,888 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,033 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-25 | LORIMIER BRADLEY G Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 0 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | DITTAMORE RAYMOND V Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | IYER BALAKRISHNAN S Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | GRIMM DONALD W Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | MATRICARIA RONALD A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | UPRICHARD DAVID C Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | PETERSON PER A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | ADAM GEORGE F JR Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,053 3,053 owned after | $0.00 | 2013-04-26 | |
| 2013-04-24 | LEVINE ARNOLD J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,222 3,666 owned after | $0.00 | 2013-04-26 | |
| 2013-04-02 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,534 4,599 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,067 9,200 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,479 31,434 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,067 9,200 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,112 15,333 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,067 9,200 owned after | $0.00 | 2013-04-03 | |
| 2013-04-02 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,002 69,003 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,815 5,629 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,630 11,258 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,765 37,530 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,383 18,764 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,630 11,258 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,530 75,060 owned after | $0.00 | 2013-04-03 | |
| 2013-04-01 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,199 30,199 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,646 4,646 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,691 69,691 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,292 9,292 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,487 15,487 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,292 9,292 owned after | $0.00 | 2013-04-02 | |
| 2013-04-01 | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,035 17,035 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | Stevenson Mark Officer (President & COO) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,085 15,085 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,320 2,320 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,813 34,813 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,641 4,641 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,736 7,736 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,641 4,641 owned after | $0.00 | 2013-04-02 | |
| 2013-03-29 | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 4 | Performance Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,509 8,509 owned after | $0.00 | 2013-04-02 | |
| 2013-03-15 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,644 1,644 owned after | $0.00 | 2013-03-18 | |
| 2013-03-15 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +788 788 owned after | $0.00 | 2013-03-18 | |
| 2013-03-15 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,136 2,136 owned after | $0.00 | 2013-03-18 | |
| 2013-03-15 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +423 423 owned after | $0.00 | 2013-03-18 | |
| 2013-03-01 | COTTINGHAM JOHN A Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,764 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Leddy Peter Michael Officer (SVP, Global Human Resources) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,764 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | LUCIER GREGORY T Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,588 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | RICHARD KELLI Officer (Chief Accounting Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,882 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Stevenson Mark Officer (President & COO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,509 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Hoffmeister David F Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,607 0 owned after | $0.00 | 2013-03-05 | |
| 2013-02-01 | ANDREWS RONALD ASBURY Officer (President, Medical Sciences) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,572 0 owned after | $0.00 | 2013-02-05 |