LEXMARK INTERNATIONAL INC /KY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-15: Reporting owner MAPLES MICHAEL J; Form 4; Security Non Employee Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-20: Reporting owner GAMBLE JOHN W JR; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-19: Reporting owner GAMBLE JOHN W JR; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-05-16: Reporting owner GAMBLE JOHN W JR; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | MAPLES MICHAEL J Director | 4 | Non Employee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,100 0 owned after | $30.91 | 2014-08-19 | |
| 2014-05-20 | GAMBLE JOHN W JR Officer (EVP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 11,364 owned after | $33.26 exercise price | 2014-05-21 | |
| 2014-05-19 | GAMBLE JOHN W JR Officer (EVP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 105,000 owned after | $17.12 exercise price | 2014-05-20 | |
| 2014-05-16 | GAMBLE JOHN W JR Officer (EVP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 121,000 owned after | $17.12 exercise price | 2014-05-20 | |
| 2014-05-14 | GAMBLE JOHN W JR Officer (EVP & CFO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,636 19,364 owned after | $33.26 exercise price | 2014-05-16 | |
| 2014-02-24 | Isbell Jeri L Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,000 0 owned after | $33.26 | 2014-02-25 | |
| 2014-02-21 | Foresti Ronaldo M Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $33.26 | 2014-02-25 |