LEXMARK INTERNATIONAL INC /KY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-30: Reporting owner CURLANDER PAUL J; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-30: Reporting owner CURLANDER PAUL J; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-29: Reporting owner FIELDS WILLIAM R; Form 4; Security Nonemployee Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-29: Reporting owner FIELDS WILLIAM R; Form 4; Security Nonemployee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-30 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,528 0 owned after | $65.26 exercise price | 2006-12-01 | |
| 2006-11-30 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,410 2,410 owned after | $68.48 exercise price | 2006-12-01 | |
| 2006-11-29 | FIELDS WILLIAM R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −652 0 owned after | $63.88 exercise price | 2006-11-30 | |
| 2006-11-29 | FIELDS WILLIAM R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +619 619 owned after | $67.36 exercise price | 2006-11-30 | |
| 2006-11-29 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 150,000 owned after | $20.34 exercise price | 2006-11-30 | |
| 2006-11-28 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −846 0 owned after | $60.00 exercise price | 2006-11-29 | |
| 2006-11-28 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,384 0 owned after | $52.05 exercise price | 2006-11-29 | |
| 2006-11-28 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,606 0 owned after | $50.68 exercise price | 2006-11-29 | |
| 2006-11-28 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,286 2,286 owned after | $67.15 exercise price | 2006-11-29 | |
| 2006-11-24 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 180,000 owned after | $20.34 exercise price | 2006-11-27 | |
| 2006-11-22 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 190,000 owned after | $20.34 exercise price | 2006-11-27 | |
| 2006-11-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $52.34 exercise price | 2006-11-21 | |
| 2006-11-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $50.08 exercise price | 2006-11-21 | |
| 2006-11-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,644 6,644 owned after | $67.05 exercise price | 2006-11-21 | |
| 2006-11-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $46.98 exercise price | 2006-11-21 | |
| 2006-11-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,409 8,409 owned after | $67.05 exercise price | 2006-11-21 | |
| 2006-11-21 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 225,000 owned after | $20.34 exercise price | 2006-11-21 | |
| 2006-11-09 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $29.03 exercise price | 2006-11-13 | |
| 2006-11-09 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,135 22,135 owned after | $65.58 exercise price | 2006-11-13 | |
| 2006-11-08 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $12.69 exercise price | 2006-11-13 | |
| 2006-11-06 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 20,000 owned after | $12.69 exercise price | 2006-11-08 | |
| 2006-11-03 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,100 0 owned after | $20.34 exercise price | 2006-11-06 | |
| 2006-11-03 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +996 996 owned after | $63.36 exercise price | 2006-11-06 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $50.08 exercise price | 2006-11-03 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,363 2,363 owned after | $63.59 exercise price | 2006-11-03 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $46.98 exercise price | 2006-11-03 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,956 2,956 owned after | $63.59 exercise price | 2006-11-03 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 4,400 owned after | $50.48 exercise price | 2006-11-03 | |
| 2006-11-01 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,493 3,493 owned after | $63.59 exercise price | 2006-11-03 | |
| 2006-11-01 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $12.69 exercise price | 2006-11-03 | |
| 2006-10-30 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 60,000 owned after | $12.69 exercise price | 2006-10-31 | |
| 2006-10-27 | WALKER MARTIN D Director | 4 | Nonemployee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $12.69 exercise price | 2006-10-31 | |
| 2006-10-27 | WALKER MARTIN D Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,014 1,014 owned after | $62.60 exercise price | 2006-10-31 | |
| 2006-08-25 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 75,000 owned after | $12.69 exercise price | 2006-08-29 | |
| 2006-08-07 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 0 owned after | $20.34 exercise price | 2006-08-08 | |
| 2006-08-07 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,756 20,756 owned after | $53.91 exercise price | 2006-08-08 | |
| 2006-05-31 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 115,000 owned after | $12.69 exercise price | 2006-06-01 | |
| 2006-05-26 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 145,000 owned after | $12.69 exercise price | 2006-05-30 | |
| 2006-05-05 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $20.34 exercise price | 2006-05-09 | |
| 2006-05-05 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,606 1,606 owned after | $50.68 exercise price | 2006-05-09 | |
| 2006-04-27 | WALKER MARTIN D Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | MAPLES MICHAEL J Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | HOLLAND ROBERT JR Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | HARDYMON JAMES F Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | MANN MARVIN L Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | HARDIS STEPHEN R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | GOMORY RALPH E Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | FIELDS WILLIAM R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | BECK TERESA Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-04-27 | AMES B CHARLES Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,600 5,600 owned after | $49.01 exercise price | 2006-04-27 | |
| 2006-02-22 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | STROMQUIST JERI I Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | STROMQUIST JERI I Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | STROMQUIST GARY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | STROMQUIST GARY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | PELINI RICHARD A Officer (Vice President and Treasurer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | BORK DANIEL P Officer (Vice President of Tax) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | ROOKE PAUL A Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | GAMBLE JOHN W JR Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $48.05 exercise price | 2006-02-24 | |
| 2006-02-22 | COLE VINCENT J Officer (VP, Gen Coun & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $48.05 exercise price | 2006-02-24 |