LEXMARK INTERNATIONAL INC /KY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-29: Reporting owner ROOKE PAUL A; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner ROOKE PAUL A; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner ROOKE PAUL A; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-29: Reporting owner ROOKE PAUL A; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-29 | ROOKE PAUL A Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,000 0 owned after | $33.26 exercise price | 2016-12-01 | |
| 2016-11-29 | ROOKE PAUL A Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $63.11 exercise price | 2016-12-01 | |
| 2016-11-29 | ROOKE PAUL A Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −172,000 0 owned after | $17.12 exercise price | 2016-12-01 | |
| 2016-11-29 | ROOKE PAUL A Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $42.21 exercise price | 2016-12-01 | |
| 2016-11-29 | ROOKE PAUL A Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 0 owned after | $37.71 exercise price | 2016-12-01 | |
| 2016-11-29 | Isbell Jeri L Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,000 0 owned after | $63.11 exercise price | 2016-12-01 | |
| 2016-11-29 | Foresti Ronaldo M Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −86,000 0 owned after | $17.12 exercise price | 2016-12-01 | |
| 2016-11-29 | STROMQUIST GARY D Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −14,000 0 owned after | $63.11 exercise price | 2016-12-01 | |
| 2016-11-29 | SEIFERT KATHI P Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | SEIFERT KATHI P Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | MONTUPET JEAN PAUL L Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | MONTUPET JEAN PAUL L Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | MAPLES MICHAEL J Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | HARDIS STEPHEN R Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | HARDIS STEPHEN R Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | GOMORY RALPH E Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | GOMORY RALPH E Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | FIELDS WILLIAM R Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | FIELDS WILLIAM R Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 | |
| 2016-11-29 | HOLLAND ROBERT JR Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,100 0 owned after | $30.91 exercise price | 2016-11-30 | |
| 2016-11-29 | HOLLAND ROBERT JR Director | 4 | Non Employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,800 0 owned after | $54.85 exercise price | 2016-11-30 |