LEXMARK INTERNATIONAL INC /KY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-31: Reporting owner Patton Robert J; Form 3; Security Employee Stock Option; Transaction Holding.
- 2008-10-31: Reporting owner Patton Robert J; Form 3; Security Employee Stock Option; Transaction Holding.
- 2008-10-31: Reporting owner Patton Robert J; Form 3; Security Employee Stock Option; Transaction Holding.
- 2008-10-31: Reporting owner Patton Robert J; Form 3; Security Employee Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $50.48 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $51.99 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $58.42 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $72.98 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $81.04 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $84.80 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $90.27 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $91.75 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $92.76 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $92.76 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $93.05 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $93.63 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $94.14 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Patton Robert J Officer (VP, Gen Counsel & Secretary) | 3 | Employee Stock Option Derivative · Direct | Holding | $94.62 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Foresti Ronaldo M Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $33.26 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Foresti Ronaldo M Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $75.98 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Foresti Ronaldo M Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $81.04 exercise price | 2008-10-31 | ||
| 2008-10-31 holding as of filing | Foresti Ronaldo M Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $84.80 exercise price | 2008-10-31 | ||
| 2008-07-29 | HARDYMON JAMES F Director | 4 | Non Employee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 0 owned after | $35.25 exercise price | 2008-07-30 | |
| 2008-04-24 | SEIFERT KATHI P Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | MONTUPET JEAN PAUL L Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | MAPLES MICHAEL J Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | MANN MARVIN L Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | HARDIS STEPHEN R Director | 4 | Non Employee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $29.03 exercise price | 2008-04-25 | |
| 2008-04-24 | HARDIS STEPHEN R Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | HOLLAND ROBERT JR Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | GOMORY RALPH E Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | HARDYMON JAMES F Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | FIELDS WILLIAM R Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-04-24 | BECK TERESA Director | 4 | Non Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $30.91 exercise price | 2008-04-25 | |
| 2008-02-20 | ROOKE PAUL A Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,000 46,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-20 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-20 | Canning Martin S Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,000 46,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-20 | Isbell Jeri L Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-20 | COLE VINCENT J Officer (VP, Gen Counsel & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,000 37,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-20 | GAMBLE JOHN W JR Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,000 46,000 owned after | $33.26 exercise price | 2008-02-22 | |
| 2008-02-08 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $20.34 exercise price | 2008-02-12 | |
| 2008-01-31 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $20.34 exercise price | 2008-02-01 | |
| 2008-01-30 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $20.34 exercise price | 2008-01-31 | |
| 2008-01-29 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 40,000 owned after | $20.34 exercise price | 2008-01-31 |