LEXMARK INTERNATIONAL INC /KY/ Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 43 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-27: Reporting owner GOMORY RALPH E; Form 4; Security Nonemployee Director Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-27: Reporting owner GOMORY RALPH E; Form 4; Security Nonemployee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-08-31: Reporting owner MANN MARVIN L; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-08-30: Reporting owner MANN MARVIN L; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-27 | GOMORY RALPH E Director | 4 | Nonemployee Director Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $29.03 exercise price | 2007-11-29 | |
| 2007-11-27 | GOMORY RALPH E Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,276 3,276 owned after | $35.45 exercise price | 2007-11-29 | |
| 2007-08-31 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,200 75,000 owned after | $20.34 exercise price | 2007-09-04 | |
| 2007-08-30 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,800 93,200 owned after | $20.34 exercise price | 2007-08-31 | |
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $109.44 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $111.50 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $50.48 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $58.42 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $77.50 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $84.50 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $84.50 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $80.88 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $80.88 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $80.88 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $80.88 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $81.04 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $84.80 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $65.73 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $65.73 exercise price | 2007-08-06 | ||
| 2007-08-06 holding as of filing | Canning Martin S Officer (Vice President) | 3 | Employee Stock Option Derivative · Direct | Holding | $42.21 exercise price | 2007-08-06 | ||
| 2007-07-26 | ROOKE PAUL A Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $42.21 exercise price | 2007-07-27 | |
| 2007-04-26 | SEIFERT KATHI P Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | MONTUPET JEAN PAUL L Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | MAPLES MICHAEL J Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | HOLLAND ROBERT JR Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | HARDYMON JAMES F Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | HARDIS STEPHEN R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | GOMORY RALPH E Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | FIELDS WILLIAM R Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | BECK TERESA Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-26 | MANN MARVIN L Director | 4 | Nonemployee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,800 4,800 owned after | $54.85 exercise price | 2007-04-26 | |
| 2007-04-24 | MANN MARVIN L Director | 4 | Employee Stock Option Derivative · Indirect · By Family Limited Partnership III | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 110,000 owned after | $20.34 exercise price | 2007-04-26 | |
| 2007-02-22 | PELINI RICHARD A Officer (Vice President and Treasurer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,460 12,540 owned after | $48.05 exercise price | 2007-02-23 | |
| 2007-02-21 | STROMQUIST JERI I Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | STROMQUIST JERI I Officer (VP of Human Resources) | 4 | Employee Stock Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | STROMQUIST GARY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | STROMQUIST GARY D Officer (VP and Corporate Controller) | 4 | Employee Stock Option Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | ROOKE PAUL A Officer (Executive Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | GAMBLE JOHN W JR Officer (EVP & Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | GOODNIGHT DAVID L Officer (VP, Asia Pacific & Latin Amer.) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | COLE VINCENT J Officer (VP, Gen Coun & Secretary) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,000 31,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | BAHOUS NAJIB Officer (Vice President) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $63.11 exercise price | 2007-02-23 | |
| 2007-02-21 | CURLANDER PAUL J Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $63.11 exercise price | 2007-02-23 |