KLDiscovery Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-30: Reporting owner ONTARIO TEACHERS PENSION PLAN BOARD | 1397225 Ontario Ltd; Form 3; Security Warrants; Transaction Holding.
- 2019-12-19: Reporting owner LEDECKY JONATHAN J | Pivotal Spac Funding LLC; Form 4; Security Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-12-19: Reporting owner Griffin Kevin; Form 4; Security Warrants; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2019-02-11: Reporting owner LEDECKY JONATHAN J | Griffin Kevin | Pivotal Spac Funding LLC; Form 3/A; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-30 holding as of filing | ONTARIO TEACHERS PENSION PLAN BOARD | 1397225 Ontario Ltd 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See Footnote | Holding | no price filed | 2019-12-30 | ||
| 2019-12-19 | LEDECKY JONATHAN J | Pivotal Spac Funding LLC Director, 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · By Pivotal Acquisition Holdings LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,764,719 4,585,281 owned after | $11.50 exercise price | 2019-12-23 | |
| 2019-12-19 | Griffin Kevin Director, 10% Owner | 4 | Warrants Derivative · Indirect · By Pivotal Acquisition Holdings LLC | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,764,719 4,585,281 owned after | $11.50 exercise price | 2019-12-23 | |
| 2019-02-11 holding as of filing | LEDECKY JONATHAN J | Griffin Kevin | Pivotal Spac Funding LLC Director, Officer, 10% Owner | Director, 10% Owner | 10% Owner | 3/A | Warrants Derivative · Indirect · By Pivotal Acquisition Holdings LLC | Holding | no price filed | 2019-02-11 | ||
| 2019-01-31 holding as of filing | LEDECKY JONATHAN J | Pivotal Spac Funding LLC | Griffin Kevin Director, Officer, 10% Owner | 10% Owner | Director, 10% Owner | 3 | Warrants Derivative · Indirect · By Pivotal Acquisition Holdings LLC | Holding | no price filed | 2019-01-31 |