KLDiscovery Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-30: Reporting owner ONTARIO TEACHERS PENSION PLAN BOARD | 1397225 Ontario Ltd; Form 3; Security 8.0% Convertible Debentures due 2024; Transaction Holding.
- 2019-12-27: Reporting owner MGG Investment Group LP | Racz Greg; Form 3; Security 8.00% Convertible Debenture Due December 19, 2024; Transaction Holding.
- 2019-12-19: Reporting owner Griffin Kevin; Form 4; Security 8.00% Convertible Debenture Due December 19, 2024; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-30 holding as of filing | ONTARIO TEACHERS PENSION PLAN BOARD | 1397225 Ontario Ltd 10% Owner | 10% Owner | 3 | 8.0% Convertible Debentures due 2024 Derivative · Indirect · See Footnote | Holding | no price filed | 2019-12-30 | ||
| 2019-12-27 holding as of filing | MGG Investment Group LP | Racz Greg Director | Director | 3 | 8.00% Convertible Debenture Due December 19, 2024 Derivative · Indirect · See Footnote | Holding | $18.00 exercise price | 2019-12-27 | ||
| 2019-12-19 | Griffin Kevin Director, 10% Owner | 4 | 8.00% Convertible Debenture Due December 19, 2024 Derivative · Indirect · By MGG Investment Group LP | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | $100,000,000.00 | 2019-12-23 |