KLDiscovery Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-02-19: Reporting owner WEILER CHRISTOPHER; Form 4; Security Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-02-16: Reporting owner Wilson Dawn M.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-16: Reporting owner WEILER CHRISTOPHER; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-02-16: Reporting owner Jones Krystina L.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | WEILER CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 100,000 owned after | $8.05 exercise price | 2021-02-22 | |
| 2021-02-16 | Wilson Dawn M. Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $8.05 exercise price | 2021-02-18 | |
| 2021-02-16 | WEILER CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $8.05 exercise price | 2021-02-18 | |
| 2021-02-16 | Jones Krystina L. Officer (EVP, Global Sales & Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $8.05 exercise price | 2021-02-18 | |
| 2020-08-06 | WEILER CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −121,110 0 owned after | $9.90 exercise price | 2020-08-10 | |
| 2020-04-21 | Jones Krystina L. Officer (EVP, Global Sales & Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,913 29,913 owned after | $9.95 exercise price | 2020-04-27 | |
| 2020-04-21 | Wilson Dawn M. Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,015 5,015 owned after | $9.95 exercise price | 2020-04-27 | |
| 2019-12-19 | Jones Krystina L. Officer (EVP, Global Sales & Marketing) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,830 90,830 owned after | $9.90 exercise price | 2019-12-23 | |
| 2019-12-19 | Wilson Dawn M. Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +302,770 302,770 owned after | $9.90 exercise price | 2019-12-23 | |
| 2019-12-19 | WEILER CHRISTOPHER Director, Officer (Chief Executive Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,110 121,110 owned after | $9.90 exercise price | 2019-12-23 |