KLDiscovery Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2026-03-26: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; Restricted Stock Units; Date of first sale 2024-11-19; Total offering amount $33,749,313.
- 2024-12-03: Federal exemption Rule 506(b); Types of securities offered Equity; Restricted Stock Units; Date of first sale 2024-11-19; Total offering amount $4,499,229.
- 2023-10-05: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2020-01-20; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2026-03-26 D/A | Rule 506(b) | Equity; OptionToAcquire; Restricted Stock Units | 2024-11-19 | $33,749,313 | $33,749,313 | $0 | 27 |
| 2024-12-03 | Rule 506(b) | Equity; Restricted Stock Units | 2024-11-19 | $4,499,229 | $4,499,229 | $0 | 25 |
| 2023-10-05 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2020-01-20 | Indefinite | $303,961 | Indefinite | 10 |