KASPIEN HOLDINGS INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-19: Reporting owner Anderson John; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2012-07-19: Reporting owner Anderson John; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2012-07-19: Reporting owner Anderson John; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
- 2012-07-19: Reporting owner Anderson John; Form 3; Security Employee Stock Options (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-19 holding as of filing | Anderson John Officer (Chief Financial Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $3.50 exercise price | 2012-07-19 | ||
| 2012-07-19 holding as of filing | Anderson John Officer (Chief Financial Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $10.31 exercise price | 2012-07-19 | ||
| 2012-07-19 holding as of filing | Anderson John Officer (Chief Financial Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $14.32 exercise price | 2012-07-19 | ||
| 2012-07-19 holding as of filing | Anderson John Officer (Chief Financial Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $1.73 exercise price | 2012-07-19 | ||
| 2012-07-19 holding as of filing | Anderson John Officer (Chief Financial Officer) | 3 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | $2.53 exercise price | 2012-07-19 | ||
| 2012-07-13 holding as of filing | Riley Investment Management LLC | RILEY BRYANT R Other (Former Director) | Other (Former Director) | 4 | Stock Options Derivative · Direct | Holding | 11,250 owned after | $0.98 exercise price | 2012-07-13 | |
| 2012-07-12 | MARKS ROBERT E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $3.00 exercise price | 2012-07-19 | |
| 2012-03-28 holding as of filing | SULLIVAN JOHN J Officer (Former EVP and CFO) | 4 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 320,000 owned after | no price filed | 2012-03-28 | |
| 2012-02-14 holding as of filing | KAUFMAN ISAAC Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | NAHL MICHAEL C Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 15,000 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | SOLOW MICHAEL Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Honeyman Michael Officer (COO and President) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 700,000 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | EISENBERG BRUCE J Officer (EVP Real Estate) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 520,000 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | HIGGINS ROBERT J Director, Officer (Chairman and CEO), 10% Owner | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 2,575,000 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | MORONE JOSEPH G Director | 5 | Director Stock Options (Right to Buy) Derivative · Direct | Holding | 2,500 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | SULLIVAN JOHN J Officer (Former EVP and CFO) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 320,000 owned after | no price filed | 2012-02-14 | |
| 2012-02-14 holding as of filing | Seaver Tom G Officer (Chief Financial Officer) | 5 | Employee Stock Options (Right to Buy) Derivative · Direct | Holding | 150,000 owned after | no price filed | 2012-02-14 |