JOY GLOBAL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-03: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-07-06: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-04-04: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-01-15: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-03 | Doheny Edward L II Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 14,854 owned after | $0.00 | 2016-10-05 | |
| 2016-07-06 | Doheny Edward L II Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 14,849 owned after | $0.00 | 2016-07-08 | |
| 2016-04-04 | Doheny Edward L II Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 14,841 owned after | $0.00 | 2016-04-06 | |
| 2016-01-15 | Doheny Edward L II Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 14,832 owned after | $0.00 | 2016-01-19 |