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JOY GLOBAL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

JOY GLOBAL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2017-04-05: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
  • 2017-01-13: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2016-10-03: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2016-07-06: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2017-04-05Doheny Edward L II
Director, Officer (President and CEO)
4Deferred Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−14,859
0 owned after
$28.302017-04-07
2017-01-13Doheny Edward L II
Director, Officer (President and CEO)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5
14,859 owned after
$0.002017-01-17