JOY GLOBAL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-19: Reporting owner SUTHERLIN MICHAEL W; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-19: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-08: Reporting owner SUTHERLIN MICHAEL W; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-08: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-19 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 171,698 owned after | $0.00 | 2011-12-21 | |
| 2011-12-19 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 5,759 owned after | $0.00 | 2011-12-21 | |
| 2011-12-08 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,705 171,298 owned after | $0.00 | 2011-12-12 | |
| 2011-12-08 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,134 5,746 owned after | $0.00 | 2011-12-12 | |
| 2011-12-05 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,691 162,593 owned after | $0.00 | 2011-12-07 | |
| 2011-12-05 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +824 2,612 owned after | no price filed | 2011-12-07 | |
| 2011-11-14 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,898 158,902 owned after | no price filed | 2011-11-15 | |
| 2011-09-19 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +330 150,004 owned after | $0.00 | 2011-09-21 | |
| 2011-09-19 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 1,788 owned after | $0.00 | 2011-09-21 | |
| 2011-06-20 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +312 149,674 owned after | $0.00 | 2011-06-22 | |
| 2011-06-20 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 1,784 owned after | $0.00 | 2011-06-22 | |
| 2011-03-18 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +281 149,362 owned after | $0.00 | 2011-03-22 |