JOY GLOBAL INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows, 3 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-29: Reporting owner Doheny Edward L II; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner OLSEN MICHAEL S; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-16: Reporting owner Major Sean D; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-29 | Doheny Edward L II Director, Officer (President and CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,666 0 owned after | $21.69 exercise price | 2017-01-03 | |
| 2010-12-16 | OLSEN MICHAEL S Officer (EVP, CFO and Treasurer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,834 16,666 owned after | $21.69 exercise price | 2010-12-20 | |
| 2010-12-16 | Major Sean D Officer (EVP, GC and Secretary) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,667 9,333 owned after | $52.81 exercise price | 2010-12-20 |