JOY GLOBAL INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner SUTHERLIN MICHAEL W; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-18: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-10: Reporting owner SUTHERLIN MICHAEL W; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-10: Reporting owner Doheny Edward L II; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +525 186,168 owned after | $0.00 | 2012-12-20 | |
| 2012-12-18 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 11,542 owned after | $0.00 | 2012-12-20 | |
| 2012-12-10 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,797 185,643 owned after | $0.00 | 2012-12-11 | |
| 2012-12-10 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,168 11,509 owned after | $0.00 | 2012-12-11 | |
| 2012-12-03 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,731 176,846 owned after | $0.00 | 2012-12-05 | |
| 2012-12-03 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,534 8,341 owned after | $0.00 | 2012-12-05 | |
| 2012-09-18 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +498 173,115 owned after | $0.00 | 2012-09-20 | |
| 2012-09-18 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 5,807 owned after | $0.00 | 2012-09-20 | |
| 2012-06-18 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +543 172,617 owned after | $0.00 | 2012-06-19 | |
| 2012-06-18 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 5,791 owned after | $0.00 | 2012-06-19 | |
| 2012-03-19 | SUTHERLIN MICHAEL W Director, Officer (President and CEO) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +376 172,074 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | Doheny Edward L II Officer (EVP) | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 5,772 owned after | $0.00 | 2012-03-21 |