JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-02: Reporting owner ABNEY DAVID P; Form 4; Security Phantom Stock Units/Directors' Deferred Compensation Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-29: Reporting owner CORNOG ROBERT A; Form 4; Security Phantom Stock Units / Directors Retirement Stock Plan; Transaction Holding.
- 2012-05-23: Reporting owner CORNOG ROBERT A; Form 4; Security Phantom Stock Units / Directors' Deferred Compensation Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-04-04: Reporting owner Strayer Jacqueline F; Form 4; Security Phantom Stock Units - Restricted Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-02 | ABNEY DAVID P Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,017 10,055 owned after | $27.04 | 2012-07-03 | |
| 2012-05-29 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 34,569 owned after | no price filed | 2012-05-29 | |
| 2012-05-23 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +405 134,163 owned after | $30.84 | 2012-05-29 | |
| 2012-04-04 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | Holding | 272 owned after | no price filed | 2012-04-04 | |
| 2012-04-04 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,044 owned after | no price filed | 2012-04-04 | |
| 2012-04-04 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,762 owned after | no price filed | 2012-04-04 | |
| 2012-04-04 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 34,569 owned after | no price filed | 2012-04-04 | |
| 2012-04-04 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,374 owned after | no price filed | 2012-04-04 | |
| 2012-04-02 | Strayer Jacqueline F Officer (Vice President) | 4 | Corporate Units Derivative · Direct | C Conversion of derivative security | −2,445 0 owned after | no price filed | 2012-04-04 | |
| 2012-04-02 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +837 133,758 owned after | $32.85 | 2012-04-04 | |
| 2012-04-02 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +837 44,913 owned after | $32.85 | 2012-04-04 | |
| 2012-04-02 | ABNEY DAVID P Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +837 9,038 owned after | $32.85 | 2012-04-04 | |
| 2012-01-27 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 34,379 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 11,055 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,361 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | Holding | 211,065 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Retirement Plan Derivative · Direct | Holding | 38,173 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | Holding | 42,207 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 21,482 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | ARCHER DENNIS W Director | 4 | Phantom Stock Units/Directors' Retirement Stock Account Derivative · Direct | Holding | 10,760 owned after | no price filed | 2012-01-27 | |
| 2012-01-27 holding as of filing | LACY WILLIAM H Director | 4 | Phantom Stock Units / Directors' Retirement Stock Plan Derivative · Direct | Holding | 22,999 owned after | no price filed | 2012-01-27 | |
| 2012-01-25 | Goodman Richard Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,072 18,435 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,934 132,191 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,072 66,497 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,934 43,833 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | ARCHER DENNIS W Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,072 37,687 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | LACY WILLIAM H Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,072 67,322 owned after | $31.92 | 2012-01-27 | |
| 2012-01-25 | ABNEY DAVID P Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,934 8,156 owned after | $31.92 | 2012-01-27 |