JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 153 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-13: Reporting owner Molinaroli Alex A; Form 4; Security Phantom Stock Units - Retirement Restoration Plan; Transaction Holding.
- 2011-12-13: Reporting owner Molinaroli Alex A; Form 4; Security Phantom Stock Units - Restricted Stock; Transaction Holding.
- 2011-12-13: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Retirement Restoration Plan; Transaction Holding.
- 2011-12-13: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Annual Incentive Plan; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-13 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,532 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | Holding | 58,186 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 37,719 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,984 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | Holding | 161,711 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 3,937 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | Holding | 26,571 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 3,159 owned after | no price filed | 2011-12-13 | |
| 2011-12-13 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | Holding | 5,600 owned after | no price filed | 2011-12-13 | |
| 2011-12-09 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,577 32,172 owned after | $31.95 | 2011-12-13 | |
| 2011-12-09 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,682 11,618 owned after | $31.95 | 2011-12-13 | |
| 2011-12-09 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,067 93,556 owned after | $31.95 | 2011-12-13 | |
| 2011-12-09 | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,480 39,030 owned after | $31.95 | 2011-12-13 | |
| 2011-12-09 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,887 10,317 owned after | $31.95 | 2011-12-13 | |
| 2011-11-28 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | Holding | 334,641 owned after | no price filed | 2011-11-28 | |
| 2011-11-28 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 56,673 owned after | no price filed | 2011-11-28 | |
| 2011-11-09 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | Holding | 334,641 owned after | no price filed | 2011-11-09 | |
| 2011-11-09 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 56,673 owned after | no price filed | 2011-11-09 | |
| 2011-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4/A | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,374 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4/A | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 12,174 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4/A | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 8,944 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4/A | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 1,324 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4/A | Corporate Units Derivative · Direct | Holding | 25,000 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,984 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 90,488 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 37,719 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,846 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,532 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,594 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,935 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 991 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,306 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,971 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,306 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,971 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 519 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 3,306 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 31,550 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 21,531 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,466 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 56,673 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 8,944 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 1,324 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | 25,000 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,374 owned after | no price filed | 2011-11-03 | |
| 2011-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 12,174 owned after | no price filed | 2011-11-03 | |
| 2011-11-02 | Strayer Jacqueline F Officer (Vice President) | 4/A | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71 176 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Kreh Susan M Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116 9,947 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −482 161,711 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,366 13,257 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −402 58,186 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,768 54,493 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −402 23,324 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54 96 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −116 26,571 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −402 824 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,839 37,594 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,519 334,641 owned after | $31.75 | 2011-11-03 | |
| 2011-11-02 | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −71 176 owned after | $31.75 | 2011-11-03 | |
| 2011-11-01 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −370 16,624 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −801 58,588 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,232 23,726 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −370 149 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,232 1,226 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,047 47,434 owned after | $31.17 | 2011-11-03 | |
| 2011-11-01 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,161 393,160 owned after | $31.17 | 2011-11-03 | |
| 2011-10-11 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,374 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 12,174 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 8,944 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 247 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 1,270 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Corporate Units Derivative · Direct | Holding | 25,000 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 56,673 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,466 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 21,394 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 2,458 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,532 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,594 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 8,935 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,984 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 90,488 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 37,719 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Kreh Susan M Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | Holding | 10,063 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,846 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 1,306 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 12,971 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 519 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 991 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,083 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 2,430 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 8,966 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 3,213 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 31,550 owned after | no price filed | 2011-10-11 | |
| 2011-10-11 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 26,688 owned after | no price filed | 2011-10-11 | |
| 2011-10-07 | Stief Brian J Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 67,869 owned after | $0.00 | 2011-10-11 | |
| 2011-10-07 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,000 399,321 owned after | $0.00 | 2011-10-11 | |
| 2011-10-07 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 48,481 owned after | $0.00 | 2011-10-11 | |
| 2011-10-07 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 59,389 owned after | $0.00 | 2011-10-11 | |
| 2011-10-07 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 162,193 owned after | $0.00 | 2011-10-11 | |
| 2011-10-07 | Jackson William C Officer (EVP, Operations and Innovation) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2011-10-11 |