JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 128 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-11: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Restricted Stock Grants; Transaction Holding.
- 2012-12-11: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Annual Incentive Plan; Transaction Holding.
- 2012-12-11: Reporting owner MCDONALD R BRUCE; Form 4; Security Phantom Stock Units/Retirement Restoration Plan; Transaction Holding.
- 2012-12-11: Reporting owner Molinaroli Alex A; Form 4; Security Phantom Stock Units - Restricted Stock Grants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 191,050 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 3,056 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 42,532 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | Holding | 71,668 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,886 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | Holding | 3,719 owned after | no price filed | 2012-12-11 | |
| 2012-12-11 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 5,873 owned after | no price filed | 2012-12-11 | |
| 2012-12-07 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,103 110,918 owned after | $28.14 | 2012-12-11 | |
| 2012-12-07 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,490 38,390 owned after | $28.14 | 2012-12-11 | |
| 2012-12-07 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,010 18,895 owned after | $28.14 | 2012-12-11 | |
| 2012-12-07 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,067 18,590 owned after | $28.14 | 2012-12-11 | |
| 2012-11-19 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 45,952 owned after | no price filed | 2012-11-19 | |
| 2012-11-15 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −8,672 0 owned after | $25.11 | 2012-11-19 | |
| 2012-11-02 holding as of filing | Jackson William C Officer (EVP and VP AE, E&I) | 4/A | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 15,365 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,886 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 32,900 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 11,885 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 32,771 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,672 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 58,052 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,162 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,904 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,505 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 12,470 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 3,056 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 95,815 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 42,532 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 1,015 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 5,377 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 10,523 owned after | no price filed | 2012-11-02 | |
| 2012-11-02 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,915 owned after | no price filed | 2012-11-02 | |
| 2012-11-01 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,508 71,668 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −508 1,729 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,557 45,952 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,905 381,379 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | Stief Brian J Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −159 84,605 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68 250 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127 35,554 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −508 191,050 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,296 63,322 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +127 3,719 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −508 49,241 owned after | $26.04 | 2012-11-02 | |
| 2012-11-01 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,710 16,670 owned after | $26.04 | 2012-11-02 | |
| 2012-10-10 holding as of filing | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 1,015 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 8,672 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 3,056 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 95,815 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 42,532 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 32,594 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 2,237 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 14,886 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 32,900 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 11,885 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 2,915 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 5,336 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 10,523 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 3,846 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 58,052 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 5,505 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Retirement Restoration Plan Derivative · Direct | Holding | 12,470 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | Holding | 318 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,162 owned after | no price filed | 2012-10-10 | |
| 2012-10-10 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,834 owned after | no price filed | 2012-10-10 | |
| 2012-10-05 | DAVIS SUSAN F Officer (Executive Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,800 70,618 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | OKARMA JEROME D Officer (VP, Secretary & Gen. Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 53,509 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 191,558 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,300 84,176 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Grants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,800 19,380 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | ROELL STEPHEN A Director, Officer (Chief Executive Officer) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85,500 428,284 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | Jackson William C Officer (EVP and VP AE, E&I) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 33,365 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,200 35,681 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | Stief Brian J Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,200 84,763 owned after | $0.00 | 2012-10-10 | |
| 2012-10-05 | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 49,749 owned after | $0.00 | 2012-10-10 | |
| 2012-10-03 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 10,523 owned after | no price filed | 2012-10-03 | |
| 2012-10-03 holding as of filing | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 5,336 owned after | no price filed | 2012-10-03 | |
| 2012-10-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,160 owned after | no price filed | 2012-10-03 | |
| 2012-10-03 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,801 owned after | no price filed | 2012-10-03 | |
| 2012-10-02 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14 3,911 owned after | $0.00 | 2012-10-03 | |
| 2012-10-02 | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5 318 owned after | no price filed | 2012-10-03 | |
| 2012-10-02 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 34,793 owned after | no price filed | 2012-10-02 | |
| 2012-10-02 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,389 owned after | no price filed | 2012-10-02 | |
| 2012-10-01 | Boyd Colin Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,166 3,743 owned after | $0.00 | 2012-10-03 | |
| 2012-10-01 | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62 266 owned after | no price filed | 2012-10-03 | |
| 2012-10-01 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,221 137,500 owned after | $27.65 | 2012-10-02 | |
| 2012-10-01 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +995 47,215 owned after | $27.65 | 2012-10-02 | |
| 2012-10-01 | ABNEY DAVID P Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +995 11,108 owned after | $27.65 | 2012-10-02 | |
| 2012-09-21 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 32,302 owned after | no price filed | 2012-09-21 | |
| 2012-09-21 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | Holding | 1,851 owned after | no price filed | 2012-09-21 | |
| 2012-09-19 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Derivative · Direct | Holding | 328 owned after | no price filed | 2012-09-19 | |
| 2012-09-19 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 9,102 owned after | no price filed | 2012-09-19 | |
| 2012-09-19 holding as of filing | Strayer Jacqueline F Officer (Vice President) | 4 | Phantom Stock Units - Retirement Restoration Derivative · Direct | Holding | 2,780 owned after | no price filed | 2012-09-19 | |
| 2012-08-02 | Stief Brian J Officer (Vice Pres. & Corp. Controller) | 4 | Phantom Stock Units/Restricted Stock Grants Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | +7,765 77,011 owned after | $0.00 | 2012-08-03 | |
| 2012-07-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 95,193 owned after | no price filed | 2012-07-24 | |
| 2012-07-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Retirement Restoration Plan Derivative · Direct | Holding | 42,256 owned after | no price filed | 2012-07-24 | |
| 2012-07-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 3,036 owned after | no price filed | 2012-07-24 | |
| 2012-07-24 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Derivative · Direct | Holding | 165,234 owned after | no price filed | 2012-07-24 | |
| 2012-07-03 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 34,569 owned after | no price filed | 2012-07-03 | |
| 2012-07-03 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 2,374 owned after | no price filed | 2012-07-03 | |
| 2012-07-02 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,248 135,411 owned after | $27.04 | 2012-07-03 | |
| 2012-07-02 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,017 45,930 owned after | $27.04 | 2012-07-03 |