JOHNSON CONTROLS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 369 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-22: Reporting owner MORCOTT SOUTHWOOD J; Form 4; Security Phantom Stock Units/Directors' Deferred Comp Plan; Transaction Holding.
- 2006-12-22: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units - Annual Incentive Plan; Transaction Holding.
- 2006-12-22: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units - LTPP Plan; Transaction Holding.
- 2006-12-22: Reporting owner VALANJU SUBHASH S; Form 4; Security Phantom Stock Units/Excess Benefit Plan-Common; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-22 holding as of filing | MORCOTT SOUTHWOOD J Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | Holding | 14,917 owned after | no price filed | 2006-12-22 | |
| 2006-12-22 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,502 owned after | no price filed | 2006-12-22 | |
| 2006-12-22 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - LTPP Plan Derivative · Direct | Holding | 2,592 owned after | no price filed | 2006-12-22 | |
| 2006-12-22 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 1,883 owned after | no price filed | 2006-12-22 | |
| 2006-12-22 holding as of filing | MYERS C DAVID Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 110 owned after | no price filed | 2006-12-22 | |
| 2006-12-21 | MORCOTT SOUTHWOOD J Director | 4 | Phantom Stock Units/Directors' Retirement Stock Account Derivative · Direct | I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | −11,543 0 owned after | $86.53 | 2006-12-22 | |
| 2006-12-21 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long Term Plan Derivative · Direct | Holding | 1,634 owned after | no price filed | 2006-12-21 | |
| 2006-12-21 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,800 owned after | no price filed | 2006-12-21 | |
| 2006-12-21 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 4,044 owned after | no price filed | 2006-12-21 | |
| 2006-12-20 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Excess Benefits Plan Derivative · Direct | Holding | 271 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 333 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units / Excess Benefit Plan-Common Derivative · Direct | Holding | 4,472 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 30,210 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Excess Benefit Plan Derivative · Direct | Holding | 28 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 64 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 5,055 owned after | no price filed | 2006-12-20 | |
| 2006-12-20 holding as of filing | Bolzenius Beda Officer (Vice President) | 4/A | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 10 owned after | no price filed | 2006-12-20 | |
| 2006-12-18 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451 3,060 owned after | $83.81 | 2006-12-20 | |
| 2006-12-18 | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253 876 owned after | $83.81 | 2006-12-20 | |
| 2006-12-18 | MCDONALD R BRUCE Officer (Exec Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,770 22,629 owned after | $83.81 | 2006-12-20 | |
| 2006-12-18 | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +264 721 owned after | $83.81 | 2006-12-20 | |
| 2006-12-18 | Augustin Jeffrey G Officer (Vice President) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,685 2,685 owned after | $83.81 | 2006-12-20 | |
| 2006-12-12 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 10 owned after | no price filed | 2006-12-12 | |
| 2006-12-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 865 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 55 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,502 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - LTPP Plan Derivative · Direct | Holding | 2,592 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 1,837 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 397 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 3,944 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 388 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long Term Plan Derivative · Direct | Holding | 1,634 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,597 owned after | no price filed | 2006-12-04 | |
| 2006-12-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 4,044 owned after | no price filed | 2006-12-04 | |
| 2006-11-21 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 457 owned after | no price filed | 2006-11-21 | |
| 2006-11-21 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Excess Benefit Plan Derivative · Direct | Holding | 28 owned after | no price filed | 2006-11-21 | |
| 2006-11-21 holding as of filing | Bolzenius Beda Officer (Vice President) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 10 owned after | no price filed | 2006-11-21 | |
| 2006-11-17 | KENNEDY JOHN P Officer (Executive Vice President) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 12,833 owned after | $0.00 | 2006-11-20 | |
| 2006-11-17 holding as of filing | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 3,343 owned after | no price filed | 2006-11-17 | |
| 2006-11-17 holding as of filing | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors Retirement Stock Plan Derivative · Direct | Holding | 10,396 owned after | no price filed | 2006-11-17 | |
| 2006-11-17 holding as of filing | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 714 owned after | no price filed | 2006-11-17 | |
| 2006-11-17 holding as of filing | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Retirement Stock Plan Derivative · Direct | Holding | 9,496 owned after | no price filed | 2006-11-17 | |
| 2006-11-17 holding as of filing | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Retirement Plan Derivative · Direct | Holding | 11,543 owned after | no price filed | 2006-11-17 | |
| 2006-11-16 | KENNEDY JOHN P Officer (Executive Vice President) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 21,833 owned after | $0.00 | 2006-11-17 | |
| 2006-11-16 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long Term Plan Derivative · Direct | Holding | 1,634 owned after | no price filed | 2006-11-16 | |
| 2006-11-16 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,578 owned after | no price filed | 2006-11-16 | |
| 2006-11-16 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 4,044 owned after | no price filed | 2006-11-16 | |
| 2006-11-15 | JOERRES JEFFREY A Director | 4 | Phantom Stock Units/Director's Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +280 10,174 owned after | $85.34 | 2006-11-17 | |
| 2006-11-15 | CORNOG ROBERT A Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +326 24,643 owned after | $85.34 | 2006-11-17 | |
| 2006-11-15 | CLARIOND EUGENIO Director | 4 | Phantom Stock Units/Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +143 616 owned after | $85.34 | 2006-11-17 | |
| 2006-11-15 | BLACK NATALIE A Director | 4 | Phantom Stock Units/Directors' Deferred Comp Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +293 6,457 owned after | $85.34 | 2006-11-17 | |
| 2006-11-15 | BARNETT ROBERT L Director | 4 | Phantom Stock Units / Directors' Deferred Compensation Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275 55,511 owned after | $85.34 | 2006-11-17 | |
| 2006-11-13 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 12,103 owned after | no price filed | 2006-11-13 | |
| 2006-11-13 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/LTPP Derivative · Direct | Holding | 10,839 owned after | no price filed | 2006-11-13 | |
| 2006-11-13 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 1,253 owned after | no price filed | 2006-11-13 | |
| 2006-11-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,502 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - LTPP Plan Derivative · Direct | Holding | 2,592 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 1,833 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long Term Plan Derivative · Direct | Holding | 1,634 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,578 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 4,044 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 397 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 3,944 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | Edwards Jeffrey S Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 388 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 865 owned after | no price filed | 2006-11-03 | |
| 2006-11-03 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 55 owned after | no price filed | 2006-11-03 | |
| 2006-11-01 holding as of filing | KENNEDY JOHN P Officer (Exec VP & Pres Controls Gp) | 4 | Phanton Stock Units/ Restricted Stock Grant Derivative · Direct | Holding | 46,833 owned after | no price filed | 2006-11-01 | |
| 2006-10-17 holding as of filing | ZUTZ DENISE M Officer (Vice President) | 4/A | Phantom Stock Units/Excess Benefit Plan Derivative · Direct | Holding | 2,929 owned after | no price filed | 2006-10-17 | |
| 2006-10-17 holding as of filing | ZUTZ DENISE M Officer (Vice President) | 4/A | Phantom Stock Units / Restricted Stock Plan Derivative · Direct | Holding | 116 owned after | no price filed | 2006-10-17 | |
| 2006-10-04 holding as of filing | ZUTZ DENISE M Officer (Vice President) | 4 | Phantom Stock Units / Excess Benefit Plan Derivative · Direct | Holding | 2,961 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | ZUTZ DENISE M Officer (Vice President) | 4 | Phantom Stock Units / Restricted Stock Plan Derivative · Direct | Holding | 233 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 12,103 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/LTPP Derivative · Direct | Holding | 10,839 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | WANDELL KEITH E Officer (President and COO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 1,253 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 22,502 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units - LTPP Plan Derivative · Direct | Holding | 2,592 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VALANJU SUBHASH S Officer (Vice President and CIO) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 1,829 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Long Term Plan Derivative · Direct | Holding | 1,634 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Excess Benefit Plan Derivative · Direct | Holding | 1,558 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | VOLTOLINA FRANK A Officer (Vice President and Treasurer) | 4 | Phantom Stock Units - Restricted Stock Grant Derivative · Direct | Holding | 4,044 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 1,020 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Su Michael D Officer (Vice President) | 4 | Phantom Stock Units - LTIP Derivative · Direct | Holding | 11,379 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Sherrill Gregg M Officer (Vice President) | 4 | Phantom Stock Units/Excess 401(k) Plan Derivative · Direct | Holding | 632 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Sherrill Gregg M Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 4,311 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Sherrill Gregg M Officer (Vice President) | 4 | Phantom Stock Units - Long-Term Incentive Plan Derivative · Direct | Holding | 6,879 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Sherrill Gregg M Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 388 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | ROELL STEPHEN A Director, Officer (Vice Chairman & Exec Vice Pres) | 4 | Phantom Stock Units/Excess Benefit Plan-Common Derivative · Direct | Holding | 17,233 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | ROELL STEPHEN A Director, Officer (Vice Chairman & Exec Vice Pres) | 4 | Phantom Stock Units / Restricted Stock Grant Derivative · Direct | Holding | 33,561 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen Counsel) | 4 | Phantom Stock Units/Excess 401(k) Plan Derivative · Direct | Holding | 2,574 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | OKARMA JEROME D Officer (VP, Secretary & Gen Counsel) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 166 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Annual Incentive Plan Derivative · Direct | Holding | 2,609 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - LTIP Plan Derivative · Direct | Holding | 623 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units /Excess Benefits Plan Derivative · Direct | Holding | 271 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Molinaroli Alex A Officer (Vice President) | 4 | Phantom Stock Units - Restricted Stock Plan Derivative · Direct | Holding | 333 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | MCDONALD R BRUCE Officer (Vice President & CFO) | 4 | Phantom Stock Units / Excess Benefit Plan-Common Derivative · Direct | Holding | 3,732 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | MCDONALD R BRUCE Officer (Vice President & CFO) | 4 | Phantom Stock Units/Long-Term Incentive Plan Derivative · Direct | Holding | 18,859 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | MCDONALD R BRUCE Officer (Vice President & CFO) | 4 | Phantom Stock Units/Restricted Stock Grant Derivative · Direct | Holding | 30,210 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 457 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Major Sean D Officer (Assist Sec & Assist Gen Coun) | 4 | Phantom Stock Units/Excess Benefit Plan Derivative · Direct | Holding | 28 owned after | no price filed | 2006-10-04 | |
| 2006-10-04 holding as of filing | Harvey Charles A Officer (Vice President) | 4 | Phantom Stock Units/Annual Incentive Plan Derivative · Direct | Holding | 865 owned after | no price filed | 2006-10-04 |