IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-25: Reporting owner BOWER JUNE; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-07-01: Reporting owner Willem Karen; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-04: Reporting owner Griffiths Gary A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-06-04: Reporting owner Griffiths Gary A; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-25 | BOWER JUNE Officer (Chief Marketing Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $1.71 | 2013-11-27 | |
| 2013-07-01 | Willem Karen Officer (Senior VP and CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $1.89 exercise price | 2013-07-02 | |
| 2013-06-04 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 154,355 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 169,355 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 444,064 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 459,064 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | Schwerin Samuel L Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 135,480 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | Schwerin Samuel L Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 150,480 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 181,785 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 196,785 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 154,355 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-06-04 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 169,355 owned after | $1.69 exercise price | 2013-06-06 | |
| 2013-01-14 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 549,064 owned after | $1.55 exercise price | 2013-01-16 | |
| 2013-01-09 holding as of filing | Vickery Darin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to buy) Derivative · Direct | Holding | $1.13 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | Vickery Darin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to buy) Derivative · Direct | Holding | $1.52 exercise price | 2013-01-09 | ||
| 2013-01-09 holding as of filing | Vickery Darin Officer (Principal Accounting Officer) | 3 | Stock Option (Right to buy) Derivative · Direct | Holding | $2.32 exercise price | 2013-01-09 |