IPASS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-18: Reporting owner Culine Christophe; Form 4; Security Stock Option (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-07: Reporting owner Schwerin Samuel L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-07: Reporting owner Schwerin Samuel L; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-07: Reporting owner TRAUB KENNETH H; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-18 | Culine Christophe Officer (SVP, Worldwide Sales) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +580,000 580,000 owned after | $1.72 | 2011-07-20 | |
| 2011-06-07 | Schwerin Samuel L Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | Schwerin Samuel L Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | TRAUB KENNETH H Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | SPIES ALLAN R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | MAJTELES ROBERT J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | Griffiths Gary A Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | Clapman Peter Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-06-07 | BELETIC JOHN D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $1.48 exercise price | 2011-06-08 | |
| 2011-02-21 | Nelson Barbara Mary Officer (Vice President and CTO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.53 exercise price | 2011-02-23 | |
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.17 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.17 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.71 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.17 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.75 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $3.94 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.24 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $4.79 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.52 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-02-16 | ||
| 2011-02-16 holding as of filing | Nelson Barbara Mary Officer (Vice President and CTO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.90 exercise price | 2011-02-16 |