INTRICON CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner MCKENNA MICHAEL J; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-08-17: Reporting owner GIORDANO NICHOLAS A; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-07-28: Reporting owner MASUCCI ROBERT N; Form 4; Security Option to purchase common stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-11: Reporting owner GORDER MARK STEPHEN; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | MCKENNA MICHAEL J Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $2.06 exercise price | 2011-12-22 | |
| 2011-08-17 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.06 exercise price | 2011-08-18 | |
| 2011-07-28 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $2.05 exercise price | 2011-08-01 | |
| 2011-05-11 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 15,000 owned after | $3.70 exercise price | 2011-05-12 | |
| 2011-04-27 | Seamon Philip N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | MCKENNA MICHAEL J Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | GORDER MARK STEPHEN Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | MASUCCI ROBERT N Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | Longval Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | Gruenhagen Greg Officer (VP, Corp. Qlty. & Reg. Affairs) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | GIORDANO NICHOLAS A Director | 4 | Option to purchase common stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | Gonsior Dennis Officer (Vice President, Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | Geraci Michael Officer (VP Sales and Marketing) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 10,000 owned after | $4.53 exercise price | 2011-04-29 | |
| 2011-04-27 | Conger Christopher Officer (Vice President, R & D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $4.53 exercise price | 2011-04-29 |