INTERPHASE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-07: Reporting owner Chang Scott; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-07-07: Reporting owner Chang Scott; Form 4; Security Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-27: Reporting owner James Gragg; Form 4; Security Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-03-27: Reporting owner James Gragg; Form 4; Security Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-07 | Chang Scott Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $4.00 exercise price | 2014-07-09 | |
| 2014-07-07 | Chang Scott Officer (VP of Ops & Fulfillment) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 20,000 owned after | $4.00 exercise price | 2014-07-09 | |
| 2014-03-27 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,414 203,333 owned after | $4.75 exercise price | 2014-03-31 | |
| 2014-03-27 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,204 196,129 owned after | $2.85 exercise price | 2014-03-31 | |
| 2014-03-27 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −9,115 213,944 owned after | $4.75 exercise price | 2014-03-31 | |
| 2014-03-27 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,204 206,740 owned after | $2.85 exercise price | 2014-03-31 | |
| 2014-03-27 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,311 232,499 owned after | $4.75 exercise price | 2014-03-31 | |
| 2014-03-27 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,987 227,512 owned after | $2.85 exercise price | 2014-03-31 | |
| 2014-03-27 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −21,034 725,334 owned after | $4.75 exercise price | 2014-03-31 | |
| 2014-03-27 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −16,624 708,710 owned after | $2.85 exercise price | 2014-03-31 | |
| 2014-03-27 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −31,700 445,510 owned after | $1.70 exercise price | 2014-03-31 | |
| 2014-03-27 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 420,510 owned after | $4.05 exercise price | 2014-03-31 | |
| 2014-03-27 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −65,000 355,510 owned after | $2.85 exercise price | 2014-03-31 | |
| 2014-03-27 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,311 349,199 owned after | $4.75 exercise price | 2014-03-31 | |
| 2014-03-27 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −4,987 344,212 owned after | $2.85 exercise price | 2014-03-31 |