INTERPHASE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-03: Reporting owner Solomon Yoram; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-10-04: Reporting owner KEMP MARK D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-26: Reporting owner James Gragg; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-06-29: Reporting owner TIPTON THOMAS N JR; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-03 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 230,000 owned after | $4.05 exercise price | 2011-11-16 | |
| 2011-10-04 | KEMP MARK D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $4.41 exercise price | 2011-10-05 | |
| 2011-07-26 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 67,000 owned after | $4.12 | 2011-07-28 | |
| 2011-06-29 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 83,500 owned after | $4.12 | 2011-06-30 | |
| 2011-03-16 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 380,000 owned after | $4.83 | 2011-03-18 | |
| 2011-02-09 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 87,500 owned after | $1.95 exercise price | 2011-02-10 | |
| 2011-02-08 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 447,500 owned after | $1.78 exercise price | 2011-02-10 | |
| 2011-02-02 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 37,500 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 130,000 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | SHUTE DEBORAH Officer (VP of HR & Administration) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 85,000 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 98,540 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 347,500 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | James Gragg Officer (VP of Ops & Fulfullment) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 77,000 owned after | $2.55 exercise price | 2011-02-04 | |
| 2011-02-02 | DEVINNEY MARC E Officer (VP of Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 50,000 owned after | $2.55 exercise price | 2011-02-04 |