INTERPHASE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-05: Reporting owner TIPTON THOMAS N JR; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner Solomon Yoram; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner MCCOMAS RANDALL; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-05: Reporting owner KALUSH GREG; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-05 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 238,810 owned after | $4.52 exercise price | 2013-12-09 | |
| 2013-12-05 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 477,210 owned after | $4.52 exercise price | 2013-12-09 | |
| 2013-12-05 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 223,059 owned after | $4.52 exercise price | 2013-12-09 | |
| 2013-12-05 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 746,368 owned after | $4.52 exercise price | 2013-12-09 | |
| 2013-12-05 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 211,747 owned after | $4.52 exercise price | 2013-12-09 | |
| 2013-07-30 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 377,210 owned after | $5.40 exercise price | 2013-07-31 | |
| 2013-02-15 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,190 368,135 owned after | $4.75 exercise price | 2013-02-19 | |
| 2013-02-15 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,000 343,135 owned after | $4.05 exercise price | 2013-02-19 | |
| 2013-02-15 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −25,925 317,210 owned after | $1.70 exercise price | 2013-02-19 | |
| 2013-02-15 | DEVINNEY MARC E Officer (VP of Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,190 78,810 owned after | $4.75 exercise price | 2013-02-19 | |
| 2013-02-15 | DEVINNEY MARC E Officer (VP of Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 71,310 owned after | $1.70 exercise price | 2013-02-19 | |
| 2013-02-15 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −6,190 192,310 owned after | $4.75 exercise price | 2013-02-19 | |
| 2013-02-15 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,941 223,059 owned after | $4.75 exercise price | 2013-02-19 | |
| 2013-02-15 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −20,632 656,368 owned after | $4.75 exercise price | 2013-02-19 | |
| 2013-02-15 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −8,253 176,747 owned after | $4.75 exercise price | 2013-02-19 |