INTERPHASE CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-12: Reporting owner Solomon Yoram; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner Solomon Yoram; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner James Gragg; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-12: Reporting owner MCCOMAS RANDALL; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-12 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 309,325 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 374,325 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 185,000 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 232,000 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 173,500 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 198,500 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-12-12 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 677,000 owned after | $2.85 exercise price | 2012-12-14 | |
| 2012-05-02 | SPENSER KEN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $5.61 | 2012-05-04 | |
| 2012-05-02 | SPENSER KEN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 25,000 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-05-02 | KEMP MARK D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 16,500 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-05-02 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 527,000 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-05-02 | MYERS MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 30,000 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-05-02 | THAWLEY THOMAS Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 21,000 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-05-02 | STRUNK CHRISTOPHER B Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $5.72 exercise price | 2012-05-04 | |
| 2012-04-20 | SPENSER KEN Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 15,000 owned after | $4.60 | 2012-04-23 | |
| 2012-04-18 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 515,000 owned after | $4.60 | 2012-04-20 | |
| 2012-04-18 | MYERS MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 15,000 owned after | $4.60 | 2012-04-20 | |
| 2012-04-17 | MYERS MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,400 25,400 owned after | $4.60 | 2012-04-17 | |
| 2012-04-16 | MYERS MICHAEL Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 28,800 owned after | $4.60 | 2012-04-17 | |
| 2012-02-14 | TIPTON THOMAS N JR Officer (CFO & VP of Finance) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 128,500 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 264,325 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 167,000 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 120,000 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | DEVINNEY MARC E Officer (VP of Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 85,000 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 475,000 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-14 | KALUSH GREG Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 525,000 owned after | $4.75 exercise price | 2012-02-16 | |
| 2012-02-09 | James Gragg Officer (VP of Ops & Fulfillment) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,000 60,000 owned after | $1.36 exercise price | 2012-02-09 | |
| 2012-02-09 | DEVINNEY MARC E Officer (VP of Engineering) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 40,000 owned after | $1.70 exercise price | 2012-02-09 | |
| 2012-02-09 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −5,000 102,000 owned after | $1.36 exercise price | 2012-02-09 | |
| 2012-02-08 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,709 107,000 owned after | $5.05 | 2012-02-09 | |
| 2012-02-07 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,873 128,709 owned after | $5.05 | 2012-02-09 | |
| 2012-02-06 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,718 132,582 owned after | $5.05 | 2012-02-07 | |
| 2012-02-03 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,943 135,300 owned after | $5.05 | 2012-02-07 | |
| 2012-02-02 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,175 143,243 owned after | $5.05 | 2012-02-02 | |
| 2012-02-01 | Solomon Yoram Officer (VP Corp. Strategy & Bus. Dev.) | 4 | Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,675 219,325 owned after | $1.70 exercise price | 2012-02-02 | |
| 2012-02-01 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,522 152,418 owned after | $5.05 | 2012-02-02 | |
| 2012-01-31 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 175,940 owned after | $5.05 | 2012-02-02 | |
| 2012-01-26 | MCCOMAS RANDALL Officer (VP of Sales) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,900 176,640 owned after | $5.05 | 2012-01-27 |