INTELIQUENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-06: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-05: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-04: Reporting owner HARRINGTON JOHN; Form 4; Security Employee Stock Options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-06-22: Reporting owner Carter Matthew Jr; Form 4; Security Employee Stock Options (right to purchase); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-06 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,138 30,311 owned after | $2.67 exercise price | 2015-11-09 | |
| 2015-11-05 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,017 40,449 owned after | $2.67 exercise price | 2015-11-09 | |
| 2015-11-04 | HARRINGTON JOHN Officer (SVP-Regulatory,Litigation &HR) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,155 30,311 owned after | $2.67 exercise price | 2015-11-06 | |
| 2015-06-22 | Carter Matthew Jr Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,467 46,467 owned after | $18.52 exercise price | 2015-06-23 | |
| 2015-05-19 | Beatty Joseph Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,879 7,879 owned after | $18.24 exercise price | 2015-05-20 | |
| 2015-03-13 | SCORZA BRETT A. Officer (CIO / SVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,154 7,154 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-03-13 | Abkemeier Kurt Officer (Chief Financial Officer / EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,847 13,847 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-03-13 | BULLOCK JOHN T. Officer (CTO & SVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,154 7,154 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-03-13 | HARRINGTON JOHN Officer (SVP, Regulatory and Litigation) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,462 6,462 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-03-13 | SCHODER JOHN MICHEL Officer (EVP Sales, Product & Marketing) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,231 9,231 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-03-13 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,462 6,462 owned after | $15.49 exercise price | 2015-03-17 | |
| 2015-02-18 holding as of filing | BULLOCK JOHN T. Officer (Chief Technology Officer & SVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.81 exercise price | 2015-02-18 | ||
| 2015-02-18 holding as of filing | BULLOCK JOHN T. Officer (Chief Technology Officer & SVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.67 exercise price | 2015-02-18 | ||
| 2015-02-18 holding as of filing | BULLOCK JOHN T. Officer (Chief Technology Officer & SVP) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.86 exercise price | 2015-02-18 | ||
| 2015-02-13 holding as of filing | SCORZA BRETT A. Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.65 exercise price | 2015-02-13 | ||
| 2015-02-13 holding as of filing | SCORZA BRETT A. Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $21.81 exercise price | 2015-02-13 | ||
| 2015-02-13 holding as of filing | SCORZA BRETT A. Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $2.67 exercise price | 2015-02-13 | ||
| 2015-02-13 holding as of filing | SCORZA BRETT A. Officer (See Remarks) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $13.86 exercise price | 2015-02-13 |