INTELIQUENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-28: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2012-11-28: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-11-28: Reporting owner Wren Rian J.; Form 4; Security Employee Stock Options (right to purchase); Transaction H Expiration (or cancellation) of long derivative position with value received.
- 2012-11-28: Reporting owner Wren Rian J.; Form 4; Security Employee Stock Options (right to purchase); Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-28 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −17,500 0 owned after | $4.14 exercise price | 2012-11-30 | |
| 2012-11-28 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,500 17,500 owned after | $1.77 exercise price | 2012-11-30 | |
| 2012-11-28 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −52,924 0 owned after | $3.68 exercise price | 2012-11-30 | |
| 2012-11-28 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +52,924 52,924 owned after | $1.57 exercise price | 2012-11-30 | |
| 2012-11-28 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.22 exercise price | 2012-11-29 | |
| 2012-08-22 | Hynes James P Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $3.68 exercise price | 2012-08-24 | |
| 2012-08-21 | Ingeneri Lawrence Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,500 0 owned after | $3.68 exercise price | 2012-08-22 | |
| 2012-08-20 | Ingeneri Lawrence Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,300 47,700 owned after | $3.68 exercise price | 2012-08-22 | |
| 2012-08-20 | Ingeneri Lawrence Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 47,500 owned after | $3.68 exercise price | 2012-08-22 | |
| 2012-08-17 | Saboo Surendra Officer (President and COO) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,900 36,976 owned after | $1.33 exercise price | 2012-08-20 | |
| 2012-08-17 | Saboo Surendra Officer (President and COO) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 36,876 owned after | $1.33 exercise price | 2012-08-20 | |
| 2012-08-15 | HAWK ROBERT C Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,584 0 owned after | $3.68 exercise price | 2012-08-15 | |
| 2012-08-14 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,202 52,924 owned after | $3.68 exercise price | 2012-08-14 | |
| 2012-08-13 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47,326 0 owned after | $1.17 exercise price | 2012-08-14 | |
| 2012-08-13 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 58,126 owned after | $3.68 exercise price | 2012-08-14 |